Emmanuel Roman - Apr 12, 2023 Form 4 Insider Report for PIMCO Dynamic Income Opportunities Fund (PDO)

Role
Other*
Signature
/s/ Aaron Short, Attorney-in-Fact for Emmanuel Roman
Stock symbol
PDO
Transactions as of
Apr 12, 2023
Transactions value $
$1,281,392
Form type
4
Date filed
4/14/2023, 06:28 PM
Previous filing
Nov 14, 2022
Next filing
Nov 4, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PDO COMMON SHARES Purchase $289K +22.6K +13.32% $12.76 193K Apr 12, 2023 Direct F1
transaction PDO COMMON SHARES Purchase $752K +58.6K +30.41% $12.84 251K Apr 13, 2023 Direct F2
transaction PDO COMMON SHARES Purchase $240K +18.8K +7.47% $12.79 270K Apr 14, 2023 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $12.7050 to $12.79, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
F2 The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $12.73 to $12.89, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
F3 The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $12.74 to $12.83, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Remarks:

Pacific Investment Management Company LLC ("PIMCO") is the investment advisor of the Issuer. The Reporting Person is a member of PIMCO's Executive Committee.