Greg Zante - 11 Apr 2023 Form 4 Insider Report for Viking Therapeutics, Inc. (VKTX)

Role
Chief Financial Officer
Signature
/s/ Michael Morneau as Attorney-in-Fact
Issuer symbol
VKTX
Transactions as of
11 Apr 2023
Net transactions value
-$1,216,506
Form type
4
Filing time
13 Apr 2023, 17:13:18 UTC
Previous filing
03 Apr 2023
Next filing
18 Apr 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction VKTX Common Stock, par value $0.00001 per share Options Exercise $25,190 +3,242 +2.2% $7.77 152,521 11 Apr 2023 Direct F1
transaction VKTX Common Stock, par value $0.00001 per share Options Exercise $39,780 +8,500 +5.6% $4.68 161,021 11 Apr 2023 Direct F1
transaction VKTX Common Stock, par value $0.00001 per share Options Exercise $146,400 +30,000 +19% $4.88 191,021 11 Apr 2023 Direct F1
transaction VKTX Common Stock, par value $0.00001 per share Options Exercise $84,407 +14,553 +7.6% $5.80 205,574 11 Apr 2023 Direct F1
transaction VKTX Common Stock, par value $0.00001 per share Sale $1,013,518 -56,295 -27% $18.00 149,279 11 Apr 2023 Direct F1
transaction VKTX Common Stock, par value $0.00001 per share Options Exercise $217,193 +37,447 +25% $5.80 186,726 12 Apr 2023 Direct F1
transaction VKTX Common Stock, par value $0.00001 per share Options Exercise $31,834 +4,097 +2.2% $7.77 190,823 12 Apr 2023 Direct F1
transaction VKTX Common Stock, par value $0.00001 per share Sale $747,792 -41,544 -22% $18.00 149,279 12 Apr 2023 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction VKTX Stock Option (right to buy) Options Exercise $0 -3,242 -16% $0.000000 16,847 11 Apr 2023 Common Stock 3,242 $7.77 Direct F1, F2, F3
transaction VKTX Stock Option (right to buy Options Exercise $0 -8,500 -50% $0.000000 8,500 11 Apr 2023 Common Stock 8,500 $4.68 Direct F1, F2
transaction VKTX Stock Option (right to buy Options Exercise $0 -30,000 -25% $0.000000 90,000 11 Apr 2023 Common Stock 30,000 $4.88 Direct F1, F2
transaction VKTX Stock Option (right to buy Options Exercise $0 -14,553 -19% $0.000000 63,447 11 Apr 2023 Common Stock 14,553 $5.80 Direct F1, F4
transaction VKTX Stock Option (right to buy Options Exercise $0 -37,447 -59% $0.000000 26,000 12 Apr 2023 Common Stock 37,447 $5.80 Direct F1, F4
transaction VKTX Stock Option (right to buy) Options Exercise $0 -4,097 -24% $0.000000 12,750 12 Apr 2023 Common Stock 4,097 $7.77 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The transactions reported in this Form 4 were effected pursuant to a Rule10b5-1 trading plan adopted by the Reporting Person.
F2 25% of the shares subject to the option vested or will vest on each one year anniversary of the grant date.
F3 The Form 4 filed by the Reporting Person on April 3, 2023 reporting, among other things, the exercise of 30,911 shares subject to this option on April 3, 2023 inadvertently indicated that there were 0 shares remaining subject to this option after such exercise. That Form 4 should have reflected that there were 20,089 shares remaining subject to this option after such exercise and the balance has been adjusted accordingly in this Form 4.
F4 One-third of the shares subject to the option vested or will vest on each one year anniversary of the grant date.