Mathias Oelke - Apr 4, 2023 Form 4 Insider Report for NexImmune, Inc. (NEXI)

Signature
/s/ John Rudy, attorney-in-fact
Stock symbol
NEXI
Transactions as of
Apr 4, 2023
Transactions value $
$0
Form type
4
Date filed
4/6/2023, 08:41 PM
Previous filing
Nov 25, 2022

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction NEXI Stock Option (right to buy) Award $0 +81.1K $0.00 81.1K Apr 4, 2023 Common Stock 81.1K $0.41 Direct F1
transaction NEXI Stock Option (right to buy) Disposed to Issuer -60K -100% 0 Apr 4, 2023 Common Stock 60K $4.22 Direct F2
transaction NEXI Stock Option (right to buy) Award +21.3K 21.3K Apr 4, 2023 Common Stock 21.3K $1.23 Direct F2
transaction NEXI Stock Option (right to buy) Award +38.8K 38.8K Apr 4, 2023 Common Stock 38.8K $0.82 Direct F2
transaction NEXI Stock Option (right to buy) Disposed to Issuer -19.9K -100% 0 Apr 4, 2023 Common Stock 19.9K $17.00 Direct F3
transaction NEXI Stock Option (right to buy) Award +12.9K 12.9K Apr 4, 2023 Common Stock 12.9K $1.23 Direct F3
transaction NEXI Stock Option (right to buy) Award +7.05K 7.05K Apr 4, 2023 Common Stock 7.05K $0.82 Direct F3
transaction NEXI Stock Option (right to buy) Disposed to Issuer -31.9K -100% 0 Apr 4, 2023 Common Stock 31.9K $4.31 Direct F4
transaction NEXI Stock Option (right to buy) Award +31.9K 31.9K Apr 4, 2023 Common Stock 31.9K $1.23 Direct F4
transaction NEXI Stock Option (right to buy) Disposed to Issuer -4.76K -100% 0 Apr 4, 2023 Common Stock 4.76K $2.58 Direct F5
transaction NEXI Stock Option (right to buy) Award +4.76K 4.76K Apr 4, 2023 Common Stock 4.76K $1.23 Direct F5
transaction NEXI Stock Option (right to buy) Disposed to Issuer -115K -100% 0 Apr 4, 2023 Common Stock 115K $2.58 Direct F6
transaction NEXI Stock Option (right to buy) Award +115K 115K Apr 4, 2023 Common Stock 115K $1.23 Direct F6
transaction NEXI Stock Option (right to buy) Disposed to Issuer -47.4K -100% 0 Apr 4, 2023 Common Stock 47.4K $2.42 Direct F7
transaction NEXI Stock Option (right to buy) Award +47.4K 47.4K Apr 4, 2023 Common Stock 47.4K $1.23 Direct F7
transaction NEXI Stock Option (right to buy) Disposed to Issuer -15.8K -100% 0 Apr 4, 2023 Common Stock 15.8K $2.42 Direct F7
transaction NEXI Stock Option (right to buy) Award +15.8K 15.8K Apr 4, 2023 Common Stock 15.8K $1.23 Direct F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 25% of this option shall vest and become exercisable on April 4, 2024, with the remainder vesting in 36 equal monthly installments thereafter, subject to Mr. Oelke's continued service to the corporation on each vesting date.
F2 The reported transactions involved an amendment of an outstanding stock option grant, resulting in the deemed cancellation of the old option and the grant of a replacement option. The option was originally granted on April 5, 2022, of which 15,000 shares vested, and the remainder of the options will vest in equal monthly installments such that on May 5, 2025, all shares subject to the option shall be vested, subject to Mr. Oelke's continued service on each vesting date.
F3 The reported transactions involved an amendment of an outstanding stock option grant, resulting in the deemed cancellation of the old option and the grant of a replacement option. The option was originally granted on February 11, 2021, of which 10,367 shares vested, and the remainder of the options will vest in equal monthly installments such that on February 11, 2025, all shares subject to the option shall be vested, subject to Mr. Oelke's continued service on each vesting date.
F4 The reported transactions involved an amendment of an outstanding stock option grant, resulting in the deemed cancellation of the old option and the grant of a replacement option. The option was originally granted on March 19, 2019, of which all of the shares subject to such option have vested.
F5 The reported transactions involved an amendment of an outstanding stock option grant, resulting in the deemed cancellation of the old option and the grant of a replacement option. The option was originally granted on September 25, 2018, of which all of the shares subject to such option have vested.
F6 The reported transactions involved an amendment of an outstanding stock option grant, resulting in the deemed cancellation of the old option and the grant of a replacement option. The option was originally granted on July 31, 2021, of which all of the shares subject to such option have vested.
F7 The reported transactions involved an amendment of an outstanding stock option grant, resulting in the deemed cancellation of the old option and the grant of a replacement option. The option was originally granted on March 3, 2017, of which all of the shares subject to such option have vested.