Kristi Jones - 04 Apr 2023 Form 4 Insider Report for NexImmune, Inc.

Signature
/s/ John Rudy, attorney-in-fact
Issuer symbol
NEXI on OTC
Transactions as of
04 Apr 2023
Net transactions value
$0
Form type
4
Filing time
06 Apr 2023, 20:39:52 UTC
Previous filing
29 Nov 2022
Next filing
13 Jun 2024

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction NEXI Stock Option (right to buy) Award $0 +300,000 $0.000000 30,000 04 Apr 2023 Common Stock 300,000 $0.4100 Direct F1
transaction NEXI Stock Option (right to buy) Disposed to Issuer -456,000 -100% 0 04 Apr 2023 Common Stock 456,000 $4.22 Direct F2
transaction NEXI Stock Option (right to buy) Award +161,500 161,500 04 Apr 2023 Common Stock 161,500 $1.23 Direct F2
transaction NEXI Stock Option (right to buy) Award +294,500 294,500 04 Apr 2023 Common Stock 294,500 $0.8200 Direct F2
transaction NEXI Stock Option (right to buy) Disposed to Issuer -84,207 -100% 0 04 Apr 2023 Common Stock 84,207 $17.00 Direct F3
transaction NEXI Stock Option (right to buy) Award +54,383 54,383 04 Apr 2023 Common Stock 54,383 $1.23 Direct F3
transaction NEXI Stock Option (right to buy) Award +29,824 29,824 04 Apr 2023 Common Stock 29,824 $0.8200 Direct F3
transaction NEXI Stock Option (right to buy) Disposed to Issuer -18,824 -100% 0 04 Apr 2023 Common Stock 18,824 $4.31 Direct F4
transaction NEXI Stock Option (right to buy) Award +18,824 18,824 04 Apr 2023 Common Stock 18,824 $1.23 Direct F4
transaction NEXI Stock Option (right to buy) Disposed to Issuer -24,499 -100% 0 04 Apr 2023 Common Stock 24,499 $4.31 Direct F5
transaction NEXI Stock Option (right to buy) Award +24,499 24,499 04 Apr 2023 Common Stock 24,499 $1.23 Direct F5
transaction NEXI Stock Option (right to buy) Disposed to Issuer -3,715 -100% 0 04 Apr 2023 Common Stock 3,715 $2.58 Direct F6
transaction NEXI Stock Option (right to buy) Award +3,715 3,715 04 Apr 2023 Common Stock 3,715 $1.23 Direct F6
transaction NEXI Stock Option (right to buy) Disposed to Issuer -88,156 -100% 0 04 Apr 2023 Common Stock 88,156 $2.58 Direct F7
transaction NEXI Stock Option (right to buy) Award +88,156 88,156 04 Apr 2023 Common Stock 88,156 $1.23 Direct F7
transaction NEXI Stock Option (right to buy) Disposed to Issuer -15,743 -100% 0 04 Apr 2023 Common Stock 15,743 $2.42 Direct F8
transaction NEXI Stock Option (right to buy) Award +15,743 15,743 04 Apr 2023 Common Stock 15,743 $1.23 Direct F8
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 25% of this option shall vest and become exercisable on April 4, 2024, with the remainder vesting in 36 equal monthly installments thereafter, subject to Ms. Jones's continued service to the corporation on each vesting date.
F2 The reported transactions involved an amendment of an outstanding stock option grant, resulting in the deemed cancellation of the old option and the grant of a replacement option. The option was originally granted on April 5, 2022, 25% of which will vest on the first anniversary of the grant date, and the remainder of the options will vest in equal monthly installments over the remaining 36 months, subject to Ms. Jones's continued service on each vesting date.
F3 The reported transactions involved an amendment of an outstanding stock option grant, resulting in the deemed cancellation of the old option and the grant of a replacement option. The option was originally granted on February 11, 2022, of which 43,857 shares vested, and the remainder of the options will vest in equal monthly installments such that on February 11, 2025, all shares subject to the option shall be vested, subject to Ms. Jones's continued service on each vesting date.
F4 The reported transactions involved an amendment of an outstanding stock option grant, resulting in the deemed cancellation of the old option and the grant of a replacement option. The option was originally granted on June 18, 2019, of which 17,647 shares vested, and the remainder of the options will vest in equal monthly installments such that on June 18, 2023, all shares subject to the option shall be vested, subject to Ms. Jones's continued service on each vesting date.
F5 The reported transactions involved an amendment of an outstanding stock option grant, resulting in the deemed cancellation of the old option and the grant of a replacement option. The option was originally granted on March 19, 2019, of which all of the shares subject to such option have vested.
F6 The reported transactions involved an amendment of an outstanding stock option grant, resulting in the deemed cancellation of the old option and the grant of a replacement option. The option was originally granted on September 25, 2018, of which all of the shares subject to such option have vested.
F7 The reported transactions involved an amendment of an outstanding stock option grant, resulting in the deemed cancellation of the old option and the grant of a replacement option. The option was originally granted on July 31, 2018, of which all of the shares subject to such option have vested.
F8 The reported transactions involved an amendment of an outstanding stock option grant, resulting in the deemed cancellation of the old option and the grant of a replacement option. The option was originally granted on March 3, 2017, of which all of the shares subject to such option have vested. On January 23, 2019 Ms. Jones exercised her right to purchase 31,636 shares subject to the original option.