Juan P. Fernandez - Apr 5, 2023 Form 4 Insider Report for ForgeRock, Inc. (FORG)

Role: CFO, Executive VP - Global
Signature: /s/ Samuel J. Fleischmann, by Power of Attorney for Juan P. Fernandez
Stock symbol: FORG
Transactions as of: Apr 5, 2023
Transactions value $: $0
Form type: 4
Date filed: 4/6/2023, 06:12 PM
Previous filing: Apr 3, 2023
Next filing: Apr 18, 2023

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	FORG	Class A Common Stock	Conversion of derivative security	$0	+259K	+66.34%	$0.00	649K	Apr 5, 2023	Direct	F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	FORG	Stock Option (right to buy)	Options Exercise	$0	-259K	-100%	$0.00^*	0	Apr 5, 2023	Class B Common Stock	259K	$0.43	Direct	F1, F3
transaction	FORG	Class B Common Stock	Options Exercise	$0	+259K		$0.00	259K	Apr 5, 2023	Class A Common Stock	259K		Direct	F1
transaction	FORG	Class B Common Stock	Conversion of derivative security	$0	-259K	-100%	$0.00^*	0	Apr 5, 2023	Class A Common Stock	259K		Direct	F1

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-for-one basis at the Reporting Person's election and has no expiration date.
F2	Certain of these securities are restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of Class A Common Stock, subject to the applicable vesting schedule and conditions of each RSU.
F3	All of the shares subject to the option are fully vested and exercisable as of the date hereof.