Juan P. Fernandez - 05 Apr 2023 Form 4 Insider Report for ForgeRock, Inc.

Role: CFO, Executive VP - Global
Signature: /s/ Samuel J. Fleischmann, by Power of Attorney for Juan P. Fernandez
Issuer symbol: N/A
Transactions as of: 05 Apr 2023
Net transactions value: $0
Form type: 4
Filing time: 06 Apr 2023, 18:12:23 UTC
Previous filing: 03 Apr 2023
Next filing: 18 Apr 2023
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	FORG	Class A Common Stock	Conversion of derivative security	$0	+258,685	+66%	$0.000000	648,624	05 Apr 2023	Direct	F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	FORG	Stock Option (right to buy)	Options Exercise	$0	-258,685	-100%	$0.000000^*	0	05 Apr 2023	Class B Common Stock	258,685	$0.4300	Direct	F1, F3
transaction	FORG	Class B Common Stock	Options Exercise	$0	+258,685		$0.000000	258,685	05 Apr 2023	Class A Common Stock	258,685		Direct	F1
transaction	FORG	Class B Common Stock	Conversion of derivative security	$0	-258,685	-100%	$0.000000^*	0	05 Apr 2023	Class A Common Stock	258,685		Direct	F1

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-for-one basis at the Reporting Person's election and has no expiration date.
F2	Certain of these securities are restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of Class A Common Stock, subject to the applicable vesting schedule and conditions of each RSU.
F3	All of the shares subject to the option are fully vested and exercisable as of the date hereof.