Chris Whitehair - Mar 31, 2023 Form 4 Insider Report for SunOpta Inc. (STKL)

Role
SVP Supply Chain
Signature
/s/ Jill Barnett, attorney-in-fact
Stock symbol
STKL
Transactions as of
Mar 31, 2023
Transactions value $
-$150,058
Form type
4
Date filed
4/4/2023, 06:20 PM
Previous filing
Mar 8, 2023
Next filing
Apr 24, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction STKL Common Shares Options Exercise +40.1K +26.53% 191K Mar 31, 2023 Direct F1
transaction STKL Common Shares Tax liability -$150K -19.5K -10.2% $7.70 172K Mar 31, 2023 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction STKL Performance Stock Units Options Exercise $0 -40.1K -100% $0.00* 0 Mar 31, 2023 Common Shares 40.1K Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each Performance Stock Unit represents a contingent right to receive one share of STKL common stock.
F2 This line item reflects the deemed disposition of shares withheld by the Company to satisfy income tax withholding requirements in connection with the vesting of the PSUs.