Mike Buick - 31 Mar 2023 Form 4 Insider Report for SunOpta Inc. (STKL)

Role
SVP and GM
Signature
/s/ Jill Barnett, attorney-in-fact
Issuer symbol
STKL
Transactions as of
31 Mar 2023
Net transactions value
-$160,799
Form type
4
Filing time
04 Apr 2023, 18:08:33 UTC
Previous filing
21 Mar 2023
Next filing
21 Jun 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction STKL Common Shares Options Exercise +42,907 +27% 201,352 31 Mar 2023 Direct F1
transaction STKL Common Shares Tax liability $160,799 -20,883 -10% $7.70 180,469 31 Mar 2023 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction STKL Performance Stock Units Options Exercise $0 -42,907 -100% $0.000000* 0 31 Mar 2023 Common Shares 42,907 Direct F1, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each Performance Stock Unit represents a contingent right to receive one share of STKL common stock.
F2 This line item reflects the deemed disposition of shares withheld by the Company to satisfy income tax withholding requirements in connection with the vesting of the PSUs.
F3 The Performance Stock Units partially vested on the exercisable date and those Performance Stock Units that did not vest were forfeited.