| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | ETSY | Common Stock | Options Exercise | $0 | +9.92K | $0.00 | 9.92K | Apr 1, 2023 | Direct | F1 | |
| transaction | ETSY | Common Stock | Tax liability | -$564K | -5.07K | -51.07% | $111.33 | 4.85K | Apr 1, 2023 | Direct | F2 |
| transaction | ETSY | Common Stock | Options Exercise | $256K | +6.15K | +126.62% | $41.65 | 11K | Apr 3, 2023 | Direct | F3 |
| transaction | ETSY | Common Stock | Sale | -$302K | -2.83K | -25.71% | $106.95 | 8.17K | Apr 3, 2023 | Direct | F3, F4 |
| transaction | ETSY | Common Stock | Sale | -$300K | -2.79K | -34.13% | $107.61 | 5.38K | Apr 3, 2023 | Direct | F3, F5 |
| transaction | ETSY | Common Stock | Sale | -$36.5K | -337 | -6.26% | $108.45 | 5.05K | Apr 3, 2023 | Direct | F3, F6 |
| transaction | ETSY | Common Stock | Sale | -$21.2K | -192 | -3.8% | $110.43 | 4.85K | Apr 3, 2023 | Direct | F3, F7 |
| transaction | ETSY | Common Stock | Sale | -$142K | -1.29K | -26.51% | $110.35 | 3.57K | Apr 4, 2023 | Direct | F3, F8 |
| transaction | ETSY | Common Stock | Sale | -$143K | -1.29K | -36.08% | $111.01 | 2.28K | Apr 4, 2023 | Direct | F3, F9 |
| transaction | ETSY | Common Stock | Sale | -$65K | -577 | -25.31% | $112.72 | 1.7K | Apr 4, 2023 | Direct | F3, F10 |
| transaction | ETSY | Common Stock | Sale | -$1.03K | -9 | -0.53% | $114.39 | 1.69K | Apr 4, 2023 | Direct | F3 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | ETSY | Restricted Stock Units | Options Exercise | $0 | -3.6K | -33.34% | $0.00 | 7.2K | Apr 1, 2023 | Common Stock | 3.6K | Direct | F11, F12 | |
| transaction | ETSY | Restricted Stock Units | Options Exercise | $0 | -1.15K | -20.01% | $0.00 | 4.59K | Apr 1, 2023 | Common Stock | 1.15K | Direct | F11, F13 | |
| transaction | ETSY | Restricted Stock Units | Options Exercise | $0 | -3.78K | -14.29% | $0.00 | 22.6K | Apr 1, 2023 | Common Stock | 3.78K | Direct | F11, F14 | |
| transaction | ETSY | Performance Stock Units | Options Exercise | $0 | -1.4K | -33.35% | $0.00 | 2.79K | Apr 1, 2023 | Common Stock | 1.4K | Direct | F15, F16, F17 | |
| transaction | ETSY | Stock Option (Right to Buy) | Options Exercise | $0 | -6.15K | -33.33% | $0.00 | 12.3K | Apr 3, 2023 | Common Stock | 6.15K | $41.65 | Direct | F3, F18 |
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
| Id | Content |
|---|---|
| F1 | Shares of common stock acquired upon the vesting of the restricted stock units and performance-based restricted stock units. |
| F2 | This transaction reported represents the withholding of shares by the Issuer to satisfy the Reporting Person's tax withholding obligations in connection with the vesting and settlement of the restricted stock units and performance-based restricted stock units. |
| F3 | The exercise and sales reported herein were made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 28, 2022, as amended May 13, 2022. |
| F4 | The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $106.28 to $107.245, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| F5 | The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $107.28 to $108.075, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| F6 | The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $108.355 to $108.53, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| F7 | The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $110.07 to $110.47, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| F8 | The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $109.79 to $110.785, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| F9 | The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $110.79 to $111.58, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| F10 | The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $112.415 to $113.12, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. |
| F11 | Represents restricted stock units which correspond 1-for-1 with common stock. |
| F12 | The restricted stock units vest in 8 equal semi-annual installments, beginning on October 1, 2020, provided the Reporting Person remains continuously employed on each vesting date and has no expiration date. |
| F13 | The restricted stock units vest in 8 equal semi-annual installments, beginning on October 1, 2021, provided the Reporting Person remains continuously employed on each vesting date and has no expiration date. |
| F14 | The restricted stock units vest in 8 equal semi-annual installments, beginning on October 1, 2022, provided the Reporting Person remains continuously employed on each vesting date and has no expiration date. |
| F15 | Represents performance-based restricted stock units which correspond 1-for-1 with common stock. |
| F16 | The earned performance-based restricted stock units vest in equal installments on each of April 1, 2023, 2024 and 2025, provided the Reporting Person remains continuously employed on each vesting date and has no expiration date. |
| F17 | On March 2, 2023, the Reporting Person filed a Form 4 which inadvertently reported 1,640 restricted stock units earned under a performance-based restricted stock unit award based on the Issuer's satisfaction of certain performance criteria, instead of 4,183 restricted stock units. Any remaining restricted stock units subject to the performance award will be earned only upon the satisfaction of additional performance vesting criteria. The securities beneficially owned following the reported transaction has been adjusted to reflect the correct number of performance-based restricted stock units acquired. |
| F18 | The stock options are exercisable in 8 equal semi-annual installments, beginning on October 1, 2020, provided the Reporting Person remains continuously employed on each vesting date. |