Trident V Parallel Fund, L.P. - Mar 31, 2023 Form 4 Insider Report for Eagle Point Credit Co Inc. (ECC)

Role
10%+ Owner
Signature
Trident V Parallel Fund, L.P., By: Trident Capital V-PF, L.P., its sole general partner, By: DW Trident V, LLC, a general partner, By: /s/ Jacqueline Giammarco, Vice President
Stock symbol
ECC
Transactions as of
Mar 31, 2023
Transactions value $
$0
Form type
4
Date filed
4/4/2023, 04:53 PM

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ECC Common Stock, par value $0.001 per share Other $0 -2.34M -100% $0.00* 0 Mar 31, 2023 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Trident V Parallel Fund, L.P. is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may continue.

Explanation of Responses:

Id Content
F1 On March 31, 2023, all shares of Eagle Point Credit Co Inc. held by Trident V Parallel Fund, L.P. ("Trident V Parallel") and Trident Capital V-PF, L.P. ("Trident V Parallel GP") were transferred to Trident ECC Aggregator LP ("Aggregator") in exchange for equity interests in Aggregator.
F2 This Form 4 is being filed jointly by Trident V Parallel and Trident V Parallel GP. Trident V Parallel GP, as the general partner of Trident V Parallel, may be deemed a beneficial owner of securities held by Trident V Parallel, but disclaims such beneficial ownership except to the extent of Trident V Parallel GP's pecuniary interest therein.