Roberton James Stevenson - 31 Mar 2023 Form 4 Insider Report for Addus HomeCare Corp (ADUS)

Signature
/s/ Brian Poff, Attorney-In-Fact for Roberton James Stevenson
Issuer symbol
ADUS
Transactions as of
31 Mar 2023
Net transactions value
-$11,378
Form type
4
Filing time
03 Apr 2023, 17:21:27 UTC
Previous filing
28 Feb 2023
Next filing
20 Jun 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ADUS Common Stock Sale $11,378 -110 -1.4% $103.44 7,546 31 Mar 2023 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id Content
F1 This transaction reflects the sale of shares, made pursuant to a previously established 10b5-1 plan, for the purpose of satisfying tax obligations due upon the vesting of restricted stock awards granted by the Issuer.

Remarks:

Exhibit Index: Exhibit 24 - Power of Attorney for Roberton James Stevenson dated June 11, 2021