MELINA E. HIGGINS - 31 Mar 2023 Form 4 Insider Report for GENWORTH FINANCIAL INC (GNW)

Role
Director
Signature
/s/ David F. Kurzawa, by power of attorney
Issuer symbol
GNW
Transactions as of
31 Mar 2023
Net transactions value
$0
Form type
4
Filing time
03 Apr 2023, 16:24:20 UTC
Previous filing
06 Mar 2023
Next filing
22 May 2023
SEC
View on sec.gov

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction GNW Deferred Stock Units Award +12,885 +4.4% 304,799 31 Mar 2023 Class A Common Stock 12,885 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years.
F2 The number of Deferred Stock Units acquired represents a portion of the Reporting Person's annual retainer fee and was based on a price of $5.2385 per share of Class A Common Stock.