Jonathan Schwefel - 03 Jun 2022 Form 4 Insider Report for VINCE HOLDING CORP. (VNCE)

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
31 Mar 2023, 16:37:22 UTC
Prior SEC filing
01 Apr 2022
Next SEC filing
15 Jun 2023
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Akiko Okuma, by Power of Attorney
Filing notes and source

Key filing fact

Jonathan Schwefel filed Form 4 for VINCE HOLDING CORP. (VNCE) on 31 Mar 2023.

Key facts

  • This page summarizes Jonathan Schwefel's Form 4 filing for VINCE HOLDING CORP. (VNCE).
  • 2 reported transactions and 0 derivative rows are listed below.
  • Accepted by SEC: 31 Mar 2023, 16:37.

Change

  • Previous filing in this sequence was filed on 01 Apr 2022.
  • Current net transaction value: -$29,993.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

VNCE transaction

Common Stock

Sale

Transaction value
$0
Shares
+35,714
Change %
+72%
Price
$0.000000
Shares after
85,661
Date
03 Jun 2022
Ownership
Direct
Footnotes
F1, F2
VNCE transaction

Common Stock

Sale

Transaction value
$29,993
Shares
-4,450
Change %
-5.2%
Price
$6.74
Shares after
81,211
Date
30 Mar 2023
Ownership
Direct
Footnotes
F3, F4
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 4 footnotes

Footnote F1

This transaction is filed inadvertently late.

Footnote F2

These shares represent restricted stock units that were granted to the Reporting Person on June 3, 2022 under the Amended and Restated 2013 Omnibus Incentive Plan of Vince Holding Corp. (the "Plan"). These restricted stock units convert into shares of common stock of Vince Holding Corp. on a one-for-one basis and are solely settled in common stock upon vesting. These restricted stock units vest over a four-year period with 25% vesting on each of the first, second, third and fourth anniversaries of the grant date, in each case subject to the Reporting Person's continued employment with Vince Holding Corp.through each such vesting date.

Footnote F3

These shares of common stock of Vince Holding Corp. (the "Company") were sold pursuant to a Rule 10b5-1 trading plan to satisfy tax witholding obligations in connection with the vesting of restricted stock units previously granted to the Reporting Person.

Footnote F4

The trade was entered into on March 30, 2023. The sale price represents the weighted average sale price for multiple transactions reported on this line. The prices of the transactions ranged from $6.71 to $6.95. Upon request of the staff of the Securities and Exchange Commission, the Company or a stockholder of the Company, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

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