William C. Mulligan - 30 Mar 2023 Form 4 Insider Report for UNIVERSAL ELECTRONICS INC (UEIC)

Role
Director
Signature
/s/William C. Mulligan, by Richard A. Firehammer, Jr., pursuant to Limited Power of Attorney dated January 22, 2003 (attached)
Issuer symbol
UEIC
Transactions as of
30 Mar 2023
Net transactions value
+$49,042
Form type
4
Filing time
31 Mar 2023, 14:44:25 UTC
Previous filing
03 Jan 2023
Next filing
03 Apr 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction UEIC Common Stock Purchase $49,042 +5,000 +14% $9.81 40,163 30 Mar 2023 See Footnote #1 F1
holding UEIC Common Stock 2,490 30 Mar 2023 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding UEIC Restricted Stock Units 2,500 30 Mar 2023 Common Stock 0 Direct F2, F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These shares are held in The William Mulligan Rev Dec Trust, William C. Mulligan, Trustee. Mr. Mulligan disclaims ownership of the shares held by the Trust.
F2 Each restricted stock unit represents a contingent right to receive one share of UEI common stock.
F3 The restricted stock units vest in accordance with the vesting schedule of each RSU grant.
F4 This figure represents the aggregate number of unvested restricted stock units held by Reporting Person as of the reporting date.