Marianna Mancini - Mar 28, 2023 Form 4 Insider Report for Viking Therapeutics, Inc. (VKTX)

Role
Chief Operating Officer
Signature
/s/ Michael Morneau as Attorney-in-Fact
Stock symbol
VKTX
Transactions as of
Mar 28, 2023
Transactions value $
-$3,074,174
Form type
4
Date filed
3/30/2023, 09:04 PM
Previous filing
Jan 17, 2023
Next filing
Apr 3, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction VKTX Common Stock, par value $0.00001 per share Options Exercise $32.3K +15K +4.73% $2.15* 332K Mar 28, 2023 Direct F1
transaction VKTX Common Stock, par value $0.00001 per share Options Exercise $9.16K +4.87K +1.47% $1.88* 337K Mar 28, 2023 Direct F1
transaction VKTX Common Stock, par value $0.00001 per share Options Exercise $18.9K +15K +4.45% $1.26* 352K Mar 28, 2023 Direct F1
transaction VKTX Common Stock, par value $0.00001 per share Options Exercise $65.3K +53.1K +15.07% $1.23* 405K Mar 28, 2023 Direct F1
transaction VKTX Common Stock, par value $0.00001 per share Options Exercise $16.2K +15K +3.7% $1.08* 420K Mar 28, 2023 Direct F1
transaction VKTX Common Stock, par value $0.00001 per share Options Exercise $10.4K +10K +2.38% $1.04* 430K Mar 28, 2023 Direct F1
transaction VKTX Common Stock, par value $0.00001 per share Options Exercise $114K +24.5K +5.7% $4.65 455K Mar 28, 2023 Direct F1
transaction VKTX Common Stock, par value $0.00001 per share Options Exercise $131K +30K +6.6% $4.37 485K Mar 28, 2023 Direct F1
transaction VKTX Common Stock, par value $0.00001 per share Sale -$2.95M -197K -40.55% $15.00 288K Mar 28, 2023 Direct F1
transaction VKTX Common Stock, par value $0.00001 per share Options Exercise $137K +15K +5.21% $9.13 303K Mar 29, 2023 Direct F1
transaction VKTX Common Stock, par value $0.00001 per share Sale -$660K -41.2K -13.61% $16.00 262K Mar 29, 2023 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction VKTX Stock Option (right to buy) Options Exercise $0 -15K -100% $0.00* 0 Mar 28, 2023 Common Stock 15K $2.15 Direct F1, F2
transaction VKTX Stock Option (right to buy) Options Exercise $0 -4.87K -100% $0.00* 0 Mar 28, 2023 Common Stock 4.87K $1.88 Direct F1, F3
transaction VKTX Stock Option (right to buy) Options Exercise $0 -15K -100% $0.00* 0 Mar 28, 2023 Common Stock 15K $1.26 Direct F1, F2
transaction VKTX Stock Option (right to buy) Options Exercise $0 -53.1K -100% $0.00* 0 Mar 28, 2023 Common Stock 53.1K $1.23 Direct F1, F4
transaction VKTX Stock Option (right to buy) Options Exercise $0 -15K -100% $0.00* 0 Mar 28, 2023 Common Stock 15K $1.08 Direct F1, F2
transaction VKTX Stock Option (right to buy) Options Exercise $0 -10K -100% $0.00* 0 Mar 28, 2023 Common Stock 10K $1.04 Direct F1, F2
transaction VKTX Stock Option (right to buy) Options Exercise $0 -24.5K -100% $0.00* 0 Mar 28, 2023 Common Stock 24.5K $4.65 Direct F1, F2
transaction VKTX Stock Option (right to buy) Options Exercise $0 -30K -100% $0.00* 0 Mar 28, 2023 Common Stock 30K $4.37 Direct F1, F5
transaction VKTX Stock Option (right to buy) Options Exercise $0 -15K -100% $0.00* 0 Mar 29, 2023 Common Stock 15K $9.13 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The transactions reported in this Form 4 were effected pursuant to a Rule10b5-1 trading plan adopted by the Reporting Person.
F2 25% of the shares subject to the option vested on each one year anniversary of the grant date.
F3 The shares subject to the option vested on the grant date.
F4 23,054 shares vested on the grant date of 01/05/2017 and 25% of the remaining 30,000 shares subject to the option vested on each one year anniversary of the grant date.
F5 One-third of the shares subject to the option vested on each one year anniversary of the grant date.