Joseph Simon - Mar 28, 2023 Form 4 Insider Report for Moelis & Co (MC)

Role
Chief Financial Officer
Signature
/s/ Osamu Watanabe as attorney-in-fact for Joseph Simon
Stock symbol
MC
Transactions as of
Mar 28, 2023
Transactions value $
$0
Form type
4
Date filed
3/30/2023, 06:11 PM
Previous filing
Feb 24, 2023
Next filing
Jun 27, 2023

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction MC 2018 Incentive RSUs Award $0 +81 +1.6% $0.00 5.14K Mar 28, 2023 Class A Common Stock 81 $0.00 Direct F1, F2
transaction MC 2019 Incentive RSUs Award $0 +218 +1.6% $0.00 13.8K Mar 28, 2023 Class A Common Stock 218 $0.00 Direct F1, F3
transaction MC 2020 Incentive RSUs Award $0 +191 +1.6% $0.00 12.1K Mar 28, 2023 Class A Common Stock 191 $0.00 Direct F1, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share.
F2 Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 14, 2019 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.
F3 Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 13, 2020 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.
F4 Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 19, 2021 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.