Sigal Zarmi - 20 Mar 2023 Form 4 Insider Report for HashiCorp, Inc. (HCP)

Role
Director
Signature
/s/ Paul Warenski, by power of attorney
Issuer symbol
HCP
Transactions as of
20 Mar 2023
Transactions value $
$0
Form type
4
Filing time
22 Mar 2023, 19:59:57 UTC
Previous filing
03 Feb 2023
Next filing
06 Apr 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HCP Class A Common Stock Options Exercise +430 +1.91% 23K 20 Mar 2023 Direct F1
transaction HCP Class A Common Stock Conversion of derivative security +3.13K +13.62% 26.1K 21 Mar 2023 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HCP Restricted Stock Units Options Exercise $0 -430 -25% $0.00 1.29K 20 Mar 2023 Class A Common Stock 430 Direct F1, F3
transaction HCP Restricted Stock Units Options Exercise $0 -3.13K -11.11% $0.00 25K 20 Mar 2023 Class B Common Stock 3.13K Direct F2, F4
transaction HCP Class B Common Stock Options Exercise $0 +3.13K $0.00 3.13K 20 Mar 2023 Class A Common Stock 3.13K Direct F5
transaction HCP Class B Common Stock Conversion of derivative security $0 -3.13K -100% $0.00* 0 21 Mar 2023 Class A Common Stock 3.13K Direct F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit, or RSU, represents a contingent right to receive one share of Class A Common Stock.
F2 Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.
F3 The remaining RSUs vest in three equal installments beginning on June 20, 2023.
F4 The remaining RSUs vest in eight equal quarterly installments beginning on June 20, 2023.
F5 Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.