Todd R. Ford - Mar 20, 2023 Form 4 Insider Report for HashiCorp, Inc. (HCP)

Role
Director
Signature
/s/ Paul Warenski, by power of attorney
Stock symbol
HCP
Transactions as of
Mar 20, 2023
Transactions value $
$0
Form type
4
Date filed
3/22/2023, 07:20 PM
Previous filing
Feb 3, 2023
Next filing
Jun 22, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HCP Class A Common Stock Options Exercise +645 +3.27% 20.4K Mar 20, 2023 Direct F1
transaction HCP Class A Common Stock Conversion of derivative security +6.25K +30.69% 26.6K Mar 21, 2023 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HCP Restricted Stock Units Options Exercise $0 -645 -25% $0.00 1.94K Mar 20, 2023 Class A Common Stock 645 Direct F1, F3
transaction HCP Restricted Stock Units Options Exercise $0 -6.25K -20% $0.00 25K Mar 20, 2023 Class B Common Stock 6.25K Direct F4, F5
transaction HCP Class B Common Stock Options Exercise $0 +6.25K +12.5% $0.00 56.3K Mar 20, 2023 Class A Common Stock 6.25K Direct F2
transaction HCP Class B Common Stock Conversion of derivative security $0 -6.25K -11.11% $0.00 50K Mar 21, 2023 Class B Common Stock 6.25K Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit, or RSU, represents a contingent right to receive one share of Issuer Class A Common Stock.
F2 Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.
F3 The remaining RSUs vest in three equal quarterly installments beginning on June 20, 2023.
F4 Each RSU represents a contingent right to receive one share of Issuer Class B Common Stock.
F5 The remaining RSUs vest in four equal quarterly installments beginning on June 20, 2023.