| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | KLAC | Common Stock | Tax liability | -$2.87M | -7.36K | -10.49% | $389.94 | 62.8K | Mar 20, 2023 | Direct | F1, F2 |
| transaction | KLAC | Common Stock | Sale | -$1.49M | -3.83K | -6.1% | $389.55 | 59K | Mar 20, 2023 | Direct | F2, F3 |
| transaction | KLAC | Common Stock | Sale | -$756K | -1.92K | -3.25% | $395.00 | 57.1K | Mar 21, 2023 | Direct | F2, F3 |
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
| Id | Content |
|---|---|
| F1 | Pursuant to the terms of the grant of restricted stock units ("RSUs") on March 19, 2019, shares of KLA common stock were automatically withheld at vesting to cover required tax withholding. The fair market value of KLA common stock used for purposes of calculating the number of shares to be withheld was the closing price of KLA common stock as reported on March 20, 2023. |
| F2 | Includes RSUs to acquire 46,227 shares of KLA common stock. |
| F3 | This sale was effected pursuant to the terms of a Rule 10b5-1 trading plan adopted by the Reporting Person on November 29, 2022. |