James Ison - 16 Mar 2023 Form 4 Insider Report for ONE STOP SYSTEMS, INC. (OSS)

Role
CPO, CM&SO
Signature
/s/ James Ison
Issuer symbol
OSS
Transactions as of
16 Mar 2023
Net transactions value
$0
Form type
4
Filing time
20 Mar 2023, 20:10:59 UTC
Previous filing
14 Feb 2023
Next filing
24 May 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction OSS Common Stock Award $0 +76,000 +131% $0.000000 134,168 16 Mar 2023 Direct F1, F2
holding OSS Common Stock 128,767 16 Mar 2023 By Trust F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents 76,000 restricted stock units awarded to the Reporting Person under the Issuer's 2017 Equity Incentive Plan, as amended, in connection with the Reporting Person's service as an executive officer of the Issuer, which restricted stock units are subject to certain vesting conditions.
F2 Consists of 134,168 unvested restricted stock units held by the reporting person, all of which remain subject to certain vesting conditions.
F3 These shares are owned directly by James J Ison Jr. and Sha-Marie A Ison Inter Vivos Revocable Trust dated June 4, 2020, and indirectly by James Ison as trustee of the trust.