Tyler Wall - 15 Mar 2023 Form 4 Insider Report for Nutanix, Inc. (NTNX)

Role
Chief Legal Officer
Signature
/s/ Raymond Hum, Attorney in Fact
Issuer symbol
NTNX
Transactions as of
15 Mar 2023
Net transactions value
-$165,105
Form type
4
Filing time
20 Mar 2023, 16:14:00 UTC
Previous filing
04 Jan 2023
Next filing
20 Jun 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NTNX Class A Common Stock Options Exercise $0 +4,688 +9.7% $0.000000 52,944 15 Mar 2023 Direct
transaction NTNX Class A Common Stock Options Exercise $0 +6,483 +12% $0.000000 59,427 15 Mar 2023 Direct
transaction NTNX Class A Common Stock Options Exercise $0 +2,070 +3.5% $0.000000 61,497 15 Mar 2023 Direct
transaction NTNX Class A Common Stock Options Exercise $0 +5,625 +9.1% $0.000000 67,122 15 Mar 2023 Direct
transaction NTNX Class A Common Stock Tax liability $165,105 -6,679 -10% $24.72 60,443 15 Mar 2023 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction NTNX Restricted Stock Units Options Exercise $0 -4,688 -33% $0.000000 9,375 15 Mar 2023 Class A Common Stock 4,688 Direct F2, F3
transaction NTNX Restricted Stock Units Options Exercise $0 -6,483 -14% $0.000000 38,899 15 Mar 2023 Class A Common Stock 6,483 Direct F2, F4
transaction NTNX Restricted Stock Units Options Exercise $0 -2,070 -9.1% $0.000000 20,707 15 Mar 2023 Class A Common Stock 2,070 Direct F2, F5
transaction NTNX Restricted Stock Units Options Exercise $0 -5,625 -6.7% $0.000000 78,750 15 Mar 2023 Class A Common Stock 5,625 Direct F2, F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents shares surrendered to cover the tax liability arising from the vesting of Reporting Person's Restricted Stock Units, or RSUs.
F2 Each RSU represents a contingent right to receive one share of the Issuer's Class A common stock.
F3 The RSUs vest in 16 equal quarterly installments, with the first of such quarterly installments having vested on December 15, 2019, subject to the Reporting Person continuing to provide service to the Issuer through each vesting date.
F4 The RSUs vest in 16 equal quarterly installments, with the first of such quarterly installments having vested on December 15, 2020, subject to the Reporting Person continuing to provide service to the Issuer through each vesting date.
F5 The RSUs vest in 16 equal quarterly installments, with the first of such quarterly installments having vested on December 15, 2021, subject to the Reporting Person continuing to provide service to the Issuer through each vesting date.
F6 The RSUs vest in 16 equal quarterly installments, with the first of such quarterly installments having vested on December 15, 2022, subject to the Reporting Person continuing to provide service to the Issuer through each vesting date.