Rukmini Sivaraman - 15 Mar 2023 Form 4 Insider Report for Nutanix, Inc. (NTNX)

Role
Chief Financial Officer
Signature
/s/ Raymond Hum, Attorney in Fact
Issuer symbol
NTNX
Transactions as of
15 Mar 2023
Net transactions value
-$217,981
Form type
4
Filing time
17 Mar 2023, 16:48:58 UTC
Previous filing
20 Dec 2022
Next filing
20 Jun 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NTNX Class A Common Stock Options Exercise $0 +3,750 +3.5% $0.000000 110,866 15 Mar 2023 Direct
transaction NTNX Class A Common Stock Options Exercise $0 +7,662 +6.9% $0.000000 118,528 15 Mar 2023 Direct
transaction NTNX Class A Common Stock Options Exercise $0 +2,588 +2.2% $0.000000 121,116 15 Mar 2023 Direct
transaction NTNX Class A Common Stock Options Exercise $0 +4,760 +3.9% $0.000000 125,876 15 Mar 2023 Direct
transaction NTNX Class A Common Stock Options Exercise $0 +6,250 +5% $0.000000 132,126 15 Mar 2023 Direct
transaction NTNX Class A Common Stock Tax liability $217,981 -8,818 -6.7% $24.72 123,308 15 Mar 2023 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction NTNX Restricted Stock Units Options Exercise $0 -3,750 -33% $0.000000 7,500 15 Mar 2023 Class A Common Stock 3,750 Direct F2, F3
transaction NTNX Restricted Stock Unit Options Exercise $0 -7,662 -14% $0.000000 45,971 15 Mar 2023 Class A Common Stock 7,662 Direct F2, F4
transaction NTNX Restricted Stock Unit Options Exercise $0 -2,588 -9.1% $0.000000 25,884 15 Mar 2023 Class A Common Stock 2,588 Direct F2, F5
transaction NTNX Restricted Stock Units Options Exercise $0 -4,760 -7.1% $0.000000 61,881 15 Mar 2023 Class A Common Stock 4,760 Direct F2, F6
transaction NTNX Restricted Stock Units Options Exercise $0 -6,250 -6.7% $0.000000 87,500 15 Mar 2023 Class A Common Stock 6,250 Direct F2, F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents shares surrendered to cover the tax liability arising from the vesting of Reporting Person's Restricted Stock Units, or RSUs.
F2 Each RSU represents a contingent right to receive one share of Issuer's Class A common stock.
F3 The RSUs vest in 16 equal quarterly installments, with the first of such quarterly installments having vested on December 15, 2019, subject to the Reporting Person continuing to provide service to the Issuer through each vesting date.
F4 The RSUs vest in 16 equal quarterly installments, with the first of such quarterly installments having vested on December 15, 2020, subject to the Reporting Person continuing to provide service to the Issuer through each vesting date.
F5 The RSUs vest in 16 equal quarterly installments, with the first of such quarterly installments having vested on December 15, 2021, subject to the Reporting Person continuing to provide service to the Issuer through each vesting date.
F6 The RSUs vest in 16 equal quarterly installments, with the first of such quarterly installments having vested on September 15, 2022, subject to the Reporting Person continuing to provide service to the Issuer through each vesting date.
F7 The RSUs vest in 16 equal quarterly installments, with the first of such quarterly installments having vested on December 15, 2022, subject to the Reporting Person continuing to provide service to the Issuer through each vesting date.