Rukmini Sivaraman - Mar 15, 2023 Form 4 Insider Report for Nutanix, Inc. (NTNX)

Role
Chief Financial Officer
Signature
/s/ Raymond Hum, Attorney in Fact
Stock symbol
NTNX
Transactions as of
Mar 15, 2023
Transactions value $
-$217,981
Form type
4
Date filed
3/17/2023, 04:48 PM
Previous filing
Dec 20, 2022
Next filing
Jun 20, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NTNX Class A Common Stock Options Exercise $0 +3.75K +3.5% $0.00 111K Mar 15, 2023 Direct
transaction NTNX Class A Common Stock Options Exercise $0 +7.66K +6.91% $0.00 119K Mar 15, 2023 Direct
transaction NTNX Class A Common Stock Options Exercise $0 +2.59K +2.18% $0.00 121K Mar 15, 2023 Direct
transaction NTNX Class A Common Stock Options Exercise $0 +4.76K +3.93% $0.00 126K Mar 15, 2023 Direct
transaction NTNX Class A Common Stock Options Exercise $0 +6.25K +4.97% $0.00 132K Mar 15, 2023 Direct
transaction NTNX Class A Common Stock Tax liability -$218K -8.82K -6.67% $24.72 123K Mar 15, 2023 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction NTNX Restricted Stock Units Options Exercise $0 -3.75K -33.33% $0.00 7.5K Mar 15, 2023 Class A Common Stock 3.75K Direct F2, F3
transaction NTNX Restricted Stock Unit Options Exercise $0 -7.66K -14.29% $0.00 46K Mar 15, 2023 Class A Common Stock 7.66K Direct F2, F4
transaction NTNX Restricted Stock Unit Options Exercise $0 -2.59K -9.09% $0.00 25.9K Mar 15, 2023 Class A Common Stock 2.59K Direct F2, F5
transaction NTNX Restricted Stock Units Options Exercise $0 -4.76K -7.14% $0.00 61.9K Mar 15, 2023 Class A Common Stock 4.76K Direct F2, F6
transaction NTNX Restricted Stock Units Options Exercise $0 -6.25K -6.67% $0.00 87.5K Mar 15, 2023 Class A Common Stock 6.25K Direct F2, F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents shares surrendered to cover the tax liability arising from the vesting of Reporting Person's Restricted Stock Units, or RSUs.
F2 Each RSU represents a contingent right to receive one share of Issuer's Class A common stock.
F3 The RSUs vest in 16 equal quarterly installments, with the first of such quarterly installments having vested on December 15, 2019, subject to the Reporting Person continuing to provide service to the Issuer through each vesting date.
F4 The RSUs vest in 16 equal quarterly installments, with the first of such quarterly installments having vested on December 15, 2020, subject to the Reporting Person continuing to provide service to the Issuer through each vesting date.
F5 The RSUs vest in 16 equal quarterly installments, with the first of such quarterly installments having vested on December 15, 2021, subject to the Reporting Person continuing to provide service to the Issuer through each vesting date.
F6 The RSUs vest in 16 equal quarterly installments, with the first of such quarterly installments having vested on September 15, 2022, subject to the Reporting Person continuing to provide service to the Issuer through each vesting date.
F7 The RSUs vest in 16 equal quarterly installments, with the first of such quarterly installments having vested on December 15, 2022, subject to the Reporting Person continuing to provide service to the Issuer through each vesting date.