Richard D. Matricaria - Mar 10, 2023 Form 4 Insider Report for Marcus & Millichap, Inc. (MMI)

Role
EVP & COO - Western Division
Signature
/s/ Richard D. Matricaria
Stock symbol
MMI
Transactions as of
Mar 10, 2023
Transactions value $
-$297,709
Form type
4
Date filed
3/14/2023, 08:38 PM
Previous filing
Feb 13, 2023
Next filing
May 12, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction MMI Common Stock Options Exercise +1.29K +1470.45% 1.38K Mar 10, 2023 Direct F1
transaction MMI Common Stock Tax liability -$20.6K -642 -46.45% $32.15 740 Mar 10, 2023 Direct F2
transaction MMI Common Stock Options Exercise +1.37K +185.41% 2.11K Mar 10, 2023 Direct F1
transaction MMI Common Stock Tax liability -$21.9K -682 -32.29% $32.15 1.43K Mar 10, 2023 Direct F2
transaction MMI Common Stock Options Exercise +1.87K +131.05% 3.3K Mar 10, 2023 Direct F1
transaction MMI Common Stock Tax liability -$29.9K -930 -28.15% $32.15 2.37K Mar 10, 2023 Direct F2
transaction MMI Common Stock Options Exercise +2.36K +99.58% 4.74K Mar 10, 2023 Direct F1
transaction MMI Common Stock Tax liability -$37.8K -1.18K -24.8% $32.15 3.56K Mar 10, 2023 Direct F2
transaction MMI Common Stock Options Exercise +11.8K +329.95% 15.3K Mar 10, 2023 Direct F1
transaction MMI Common Stock Tax liability -$187K -5.83K -38.06% $32.15 9.49K Mar 10, 2023 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction MMI Restricted Stock Units Options Exercise $0 -1.29K -100% $0.00* 0 Mar 10, 2023 Common Stock 1.29K Direct F1, F3
transaction MMI Restricted Stock Units Options Exercise $0 -1.37K -49.93% $0.00 1.38K Mar 10, 2023 Common Stock 1.37K Direct F1, F4
transaction MMI Restricted Stock Units Options Exercise $0 -1.87K -33.31% $0.00 3.75K Mar 10, 2023 Common Stock 1.87K Direct F1, F5
transaction MMI Restricted Stock Units Options Exercise $0 -2.36K -24.99% $0.00 7.09K Mar 10, 2023 Common Stock 2.36K Direct F1, F6
transaction MMI Restricted Stock Units Options Exercise $0 -11.8K -20% $0.00 47K Mar 10, 2023 Common Stock 11.8K Direct F1, F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.
F2 Shares withheld by the Issuer in payment of the withholding tax liability incurred upon the above-reported settlements of RSUs. The amount of shares withheld is based on the closing sale price on March 10, 2023.
F3 The restricted stock units vest in five equal annual installments beginning March 10, 2019.
F4 The restricted stock units vest in five equal annual installments beginning March 10, 2020.
F5 The restricted stock units vest in five equal annual installments beginning March 10, 2021.
F6 The restricted stock units vest in five equal annual installments beginning March 10, 2022.
F7 The restricted stock units vest in five equal annual installments beginning March 10, 2023.