Larissa Schwartz - Mar 3, 2023 Form 3 Insider Report for Okta, Inc. (OKTA)

Signature
/s/ Alan Smith, attorney-in-fact of the Reporting Person
Stock symbol
OKTA
Transactions as of
Mar 3, 2023
Transactions value $
$0
Form type
3
Date filed
3/13/2023, 05:08 PM
Next filing
Mar 17, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding OKTA Class A Common Stock 20K Mar 3, 2023 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding OKTA Employee Stock Option (Right to Buy) Mar 3, 2023 Class B Common Stock 14.2K $8.62 Direct F1
holding OKTA Employee Stock Option (Right to Buy) Mar 3, 2023 Class B Common Stock 9K $8.73 Direct F1
holding OKTA Employee Stock Option (Right to Buy) Mar 3, 2023 Class B Common Stock 5K $11.36 Direct F1
holding OKTA Restricted Stock Units Mar 3, 2023 Class A Common Stock 525 $0.00 Direct F2
holding OKTA Restricted Stock Units Mar 3, 2023 Class A Common Stock 1.07K $0.00 Direct F3
holding OKTA Restricted Stock Units Mar 3, 2023 Class A Common Stock 830 $0.00 Direct F4
holding OKTA Restricted Stock Units Mar 3, 2023 Class A Common Stock 1.52K $0.00 Direct F5
holding OKTA Restricted Stock Units Mar 3, 2023 Class A Common Stock 3.79K $0.00 Direct F6
holding OKTA Restricted Stock Units Mar 3, 2023 Class A Common Stock 1.41K $0.00 Direct F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The shares subject to the option are fully vested and exercisable by the Reporting Person.
F2 25% of the shares underlying the RSU vested on June 15, 2020, and the remaining shares underlying the RSU shall vest in 12 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date.
F3 6.25% of the shares underlying the RSU vested on September 15, 2020, and the remaining shares underlying the RSU shall vest in 15 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date.
F4 6.25% of the shares underlying the RSU vested on March 15, 2021, and the remaining shares underlying the RSU shall vest in 15 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date.
F5 6.25% of the shares underlying the RSU vested on June 15, 2021, and the remaining shares underlying the RSU shall vest in 15 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date.
F6 6.25% of the shares underlying the RSU vested on March 15, 2022, and the remaining shares underlying the RSU shall vest in 15 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date.
F7 6.25% of the shares underlying the RSU vested on June 15, 2022, and the remaining shares underlying the RSU shall vest in 15 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date.

Remarks:

Chief Legal Officer and Secretary Exhibit 24.1 - Power of Attorney