Stuart Aitken - Mar 9, 2023 Form 4 Insider Report for KROGER CO (KR)

Signature
/s/ Stuart Aitken, by Dorothy D. Roberts, Attorney-in-Fact
Stock symbol
KR
Transactions as of
Mar 9, 2023
Transactions value $
-$1,324,772
Form type
4
Date filed
3/13/2023, 11:55 AM
Previous filing
Sep 19, 2022
Next filing
Mar 15, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction KR Common Stock Award $0 +27K +17.19% $0.00 184K Mar 9, 2023 Direct F1
transaction KR Common Stock Award $0 +7.34K +3.99% $0.00 191K Mar 9, 2023 Direct F2
transaction KR Common Stock Award $0 +43.5K +22.72% $0.00 235K Mar 9, 2023 Direct F3
transaction KR Common Stock Tax liability -$917K -19.4K -8.27% $47.25 215K Mar 9, 2023 Direct F4
transaction KR Common Stock Tax liability -$408K -8.66K -4.02% $47.10 207K Mar 10, 2023 Direct F5
holding KR Common Stock 3.02K Mar 9, 2023 by Spouse

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction KR Non-Qualified Stock Option Award $0 +56.4K $0.00 56.4K Mar 9, 2023 Common Stock 56.4K $47.25 Direct F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted stock awarded pursuant to a long-term incentive plan of The Kroger Co. The restrictions on these shares lapse in equal annual installments over a four-year period, at the rate of 25% per year commencing one year from the date of the award.
F2 Restricted stock awarded pursuant to a long-term incentive plan of The Kroger Co. The restrictions on these shares lapse one year from the date of the award.
F3 Shares awarded pursuant to a long-term incentive plan of The Kroger Co.
F4 Payment of tax liability associated with share award.
F5 Payment of tax liability associated with restricted stock.
F6 These options were granted under a long-term incentive plan of The Kroger Co. and vest in equal annual installments over a four-year period, at the rate of 25% per year commencing one year from the date of the grant.