Timothy Gilbert LaLonde - Mar 6, 2023 Form 3 Insider Report for Evercore Inc. (EVR)

Role: Chief Financial Officer
Signature: /s/ Jason Klurfeld, as Attorney-in-Fact
Stock symbol: EVR
Transactions as of: Mar 6, 2023
Transactions value $: $0
Form type: 3
Date filed: 3/10/2023, 04:00 PM
Next filing: Jun 2, 2023

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
holding	EVR	Shares of Class A common stock, par value $0.01 per share						42.2K	Mar 6, 2023	Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
holding	EVR	Class K-P Units of Evercore LP							Mar 6, 2023	Shares of Class A common stock, par value $0.01 per share	100K		Direct	F1
holding	EVR	Class A units of Evercore LP							Mar 6, 2023	Shares of Class A common stock, par value $0.01 per share	1K		Direct	F2

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	The reporting person holds 100,000 Class K-P Units of Evercore LP. The Class K-P Units will vest and convert into a number of Class K Units based on the achievement of certain market and service conditions and the achievement of financial performance targets. Pursuant to the Certificate of Incorporation of Evercore Inc. and the Limited Partnership Agreement of Evercore LP, these newly issued Class K Units will, subject to certain restrictions, be exchangeable on a one-for-one basis, without the payment of any consideration, into Class A common stock of Evercore Inc.
F2	Pursuant to the Restated Certificate of Incorporation of Evercore Inc., Evercore LP partnership units are, subject to certain restrictions in the Evercore LP partnership agreement, exchangeable on a one-time basis for shares of Evercore Inc. Class A common stock, subject to customary conversion rate adjustments for stock splits, stock dividends and reclassifications.

Content

The reporting person holds 100,000 Class K-P Units of Evercore LP. The Class K-P Units will vest and convert into a number of Class K Units based on the achievement of certain market and service conditions and the achievement of financial performance targets. Pursuant to the Certificate of Incorporation of Evercore Inc. and the Limited Partnership Agreement of Evercore LP, these newly issued Class K Units will, subject to certain restrictions, be exchangeable on a one-for-one basis, without the payment of any consideration, into Class A common stock of Evercore Inc.

Pursuant to the Restated Certificate of Incorporation of Evercore Inc., Evercore LP partnership units are, subject to certain restrictions in the Evercore LP partnership agreement, exchangeable on a one-time basis for shares of Evercore Inc. Class A common stock, subject to customary conversion rate adjustments for stock splits, stock dividends and reclassifications.