Fritz Prinz - 06 Mar 2023 Form 4 Insider Report for QuantumScape Corp (QS)

Role
Director
Signature
/s/ Michael O. McCarthy III, attorney-in-fact
Issuer symbol
QS
Transactions as of
06 Mar 2023
Net transactions value
$0
Form type
4
Filing time
08 Mar 2023, 20:45:24 UTC
Previous filing
26 Jan 2023
Next filing
07 Apr 2023
SEC
View on sec.gov

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction QS Class B Common Stock Gift -656,523 -100% 0 06 Mar 2023 Class A Common Stock 656,523 By: Friedrich Prinz, Trustee of the Friedrich Prinz Annuity Trust Dated August 31, 2020 F1, F2
transaction QS Class B Common Stock Gift -656,523 -100% 0 06 Mar 2023 Class A Common Stock 656,523 By: Friedrich Prinz, Trustee of the Gertrude Annuity Trust Dated August 31, 2020 F1, F2
transaction QS Class B Common Stock Gift +722,174 +90% 1,523,374 06 Mar 2023 Class A Common Stock 722,174 By: Benedikt F. Prinz 2019 Trust, the Goldman Sachs Trust Company of Delaware, Trustee F1, F2
transaction QS Class B Common Stock Gift +590,872 +74% 1,392,072 06 Mar 2023 Class A Common Stock 590,872 By: Marie Helene Prinz 2019 Trust, the Goldman Sachs Trust Company of Delaware, Trustee F1, F2
holding QS Class B Common Stock 7,172,185 06 Mar 2023 Class A Common Stock 71,727,185 By: Prinz Family Trust DTD 09/17/2018, Fredrich Prinz and Gertrude Prinz Trustees F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the Reporting Person's election and has no expiration date.
F2 Compulsory transfers of shares from reporting person's trust to estate planning trusts for no consideration based on terms originally entered into in August 2020.