James A. Sullivan - 03 Mar 2023 Form 4 Insider Report for Koppers Holdings Inc. (KOP)

Role
EVP, Chief Operating Officer
Signature
/s/Stephanie L. Apostolou, Attorney in Fact
Issuer symbol
KOP
Transactions as of
03 Mar 2023
Net transactions value
-$56,400
Form type
4
Filing time
07 Mar 2023, 16:33:39 UTC
Previous filing
09 Jan 2023
Next filing
06 Dec 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction KOP Common Stock Options Exercise $0 +19 +0.02% $0.000000 90,412 03 Mar 2023 Direct F1
transaction KOP Common Stock Tax liability $40,479 -1,078 -1.2% $37.55 89,334 03 Mar 2023 Direct F2
transaction KOP Common Stock Options Exercise $0 +8 +0.01% $0.000000 89,342 06 Mar 2023 Direct F1
transaction KOP Common Stock Tax liability $15,922 -449 -0.5% $35.46 88,893 06 Mar 2023 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction KOP Dividend Equivalent Rights Options Exercise $0 -19 -10% $0.000000 163 03 Mar 2023 Common Stock 19 Direct F3
transaction KOP Dividend Equivalent Rights Options Exercise $0 -8 -4.9% $0.000000 155 06 Mar 2023 Common Stock 8 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents shares acquired upon release of dividend equivalent rights ("DERs"), as reported in Table II, on a one-for-one basis.
F2 Shares surrendered to the issuer by the reporting person as payment for the tax withholding related to the vesting of time-based restricted stock units ("RSUs").
F3 These DERs were released in connection with the vesting of RSUs granted on March 3, 2020. Each DER is the economic equivalent of one share of Koppers Holdings Inc. common stock.
F4 These DERs were released in connection with the vesting of RSUs granted on March 6, 2019. Each DER is the economic equivalent of one share of Koppers Holdings Inc. common stock.