Tulenko Stephen T. - 03 Mar 2023 Form 4 Insider Report for MOODYS CORP /DE/ (MCO)

Signature
Elizabeth McCarroll by power of attorney for Stephen T. Tulenko
Issuer symbol
MCO
Transactions as of
03 Mar 2023
Net transactions value
-$625,805
Form type
4
Filing time
07 Mar 2023, 15:00:19 UTC
Previous filing
03 Mar 2023
Next filing
22 Feb 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction MCO Common Stock Sale $475,242 -1,600 -19% $297.03 6,834 03 Mar 2023 Direct F1
transaction MCO Common Stock Options Exercise $211,420 +1,218 +18% $173.58 8,052 03 Mar 2023 Direct
transaction MCO Common Stock Sale $361,984 -1,218 -15% $297.20 6,834 03 Mar 2023 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction MCO Employee Stock Option (right to buy) Options Exercise $0 -1,218 -100% $0.000000* 0 03 Mar 2023 Common Stock 1,218 $173.58 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $297.02 to $297.07. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
F2 The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $297.1594 to $297.29. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
F3 One fourth of options vest each year beginning with the date indicated.