Stephen T. Tulenko - Mar 3, 2023 Form 4 Insider Report for MOODYS CORP /DE/ (MCO)

Role
President, Moody's Analytics
Signature
Elizabeth McCarroll by power of attorney for Stephen T. Tulenko
Stock symbol
MCO
Transactions as of
Mar 3, 2023
Transactions value $
-$625,805
Form type
4
Date filed
3/7/2023, 03:00 PM
Previous filing
Mar 3, 2023
Next filing
Feb 22, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction MCO Common Stock Sale -$475K -1.6K -18.97% $297.03 6.83K Mar 3, 2023 Direct F1
transaction MCO Common Stock Options Exercise $211K +1.22K +17.82% $173.58 8.05K Mar 3, 2023 Direct
transaction MCO Common Stock Sale -$362K -1.22K -15.13% $297.20 6.83K Mar 3, 2023 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction MCO Employee Stock Option (right to buy) Options Exercise $0 -1.22K -100% $0.00* 0 Mar 3, 2023 Common Stock 1.22K $173.58 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $297.02 to $297.07. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
F2 The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $297.1594 to $297.29. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
F3 One fourth of options vest each year beginning with the date indicated.