Valerie L. Jabbar - Mar 6, 2023 Form 4 Insider Report for KROGER CO (KR)

Signature
/s/ Valerie L. Jabbar, by Dorothy D. Roberts, Attorney-in-Fact
Stock symbol
KR
Transactions as of
Mar 6, 2023
Transactions value $
-$1,427,476
Form type
4
Date filed
3/7/2023, 12:09 PM
Previous filing
Sep 21, 2022
Next filing
Mar 13, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction KR Common Stock Options Exercise $172K +5.9K +8.07% $29.18 79K Mar 6, 2023 Direct
transaction KR Common Stock Options Exercise $444K +15.8K +20.06% $28.05 94.8K Mar 6, 2023 Direct
transaction KR Common Stock Options Exercise $137K +5.53K +5.83% $24.75 100K Mar 6, 2023 Direct
transaction KR Common Stock Options Exercise $278K +12.1K +12.07% $22.92 112K Mar 6, 2023 Direct
transaction KR Common Stock Options Exercise $152K +5.23K +4.65% $29.12 118K Mar 6, 2023 Direct
transaction KR Common Stock Options Exercise $178K +5.1K +4.33% $34.94 123K Mar 6, 2023 Direct
transaction KR Common Stock Options Exercise $111K +2.71K +2.21% $41.10 125K Mar 6, 2023 Direct
transaction KR Common Stock Sale -$2.9M -62.4K -49.74% $46.47 63.1K Mar 6, 2023 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction KR Non-Qualified Stock Option Options Exercise $0 -12.1K -100% $0.00* 0 Mar 6, 2023 Common Stock 12.1K $22.92 Direct F2
transaction KR Non-Qualified Stock Option Options Exercise $0 -15.8K -100% $0.00* 0 Mar 6, 2023 Common Stock 15.8K $28.05 Direct F3
transaction KR Non-Qualified Stock Option Options Exercise $0 -5.9K -100% $0.00* 0 Mar 6, 2023 Common Stock 5.9K $29.18 Direct F3
transaction KR Non-Qualified Stock Option Options Exercise $0 -5.53K -50% $0.00 5.53K Mar 6, 2023 Common Stock 5.53K $24.75 Direct F3
transaction KR Non-Qualified Stock Option Options Exercise $0 -5.23K -33.34% $0.00 10.5K Mar 6, 2023 Common Stock 5.23K $29.12 Direct F3
transaction KR Non-Qualified Stock Option Options Exercise $0 -5.1K -25% $0.00 15.3K Mar 6, 2023 Common Stock 5.1K $34.94 Direct F3
transaction KR Non-Qualified Stock Option Options Exercise $0 -2.71K -25% $0.00 8.14K Mar 6, 2023 Common Stock 2.71K $41.10 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $46.450 to $46.485, inclusive. The reporting person undertakes to provide to The Kroger Co., any security holder of The Kroger Co., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
F2 These options were granted under a long-term incentive plan of The Kroger Co. and vested in equal annual installments over a five-year period, at the rate of 20% per year commencing one year from the date of the grant.
F3 These options were granted under a long-term incentive plan of The Kroger Co. and vest in equal annual installments over a four-year period, at the rate of 25% per year commencing one year from the date of the grant.