Paul R. Oldham - 01 Mar 2023 Form 4 Insider Report for ADVANCED ENERGY INDUSTRIES INC (AEIS)

Role
EVP, CFO
Signature
/s/ Elizabeth K. Vonne - Attorney-in-Fact
Issuer symbol
AEIS
Transactions as of
01 Mar 2023
Net transactions value
+$710,788
Form type
4
Filing time
03 Mar 2023, 16:37:26 UTC
Previous filing
23 Feb 2023
Next filing
20 Mar 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AEIS Common Stock Award $884,226 +9,460 +29% $93.47 42,316 01 Mar 2023 Direct F1
transaction AEIS Common Stock Tax liability $73,467 -786 -1.9% $93.47 41,530 01 Mar 2023 Direct F2
transaction AEIS Common Stock Tax liability $99,971 -1,057 -2.5% $94.58 40,473 03 Mar 2023 Direct F3, F4

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AEIS Performance Units Award $0 +9,460 $0.000000 9,460 01 Mar 2023 Common Stock 9,460 $0.000000 Direct F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Employee Restricted Stock Units granted on 03/01/2023 under the Company's 2023 Long Term Incentive Plan (LTI Plan) will vest in 3 equal installments beginning on the first anniversary date of the grant.
F2 Payment of tax liability by withholding securities incident to vesting of performance stock units.
F3 Payment of tax liability by withholding securities incident to vesting of restricted stock units.
F4 Represents 18,971 shares of unvested restricted stock units and 21,502 shares of common stock.
F5 These performance share awards were issued under the LTI Plan at 100% of target and have a 3-year vest period and will vest in all or in part upon achievement of performance metrics. Any awards that have not vested earned and released at the end of the 3-year period will be cancelled.