James Basta - Mar 1, 2023 Form 4 Insider Report for Intellia Therapeutics, Inc. (NTLA)

Role
EVP, General Counsel
Signature
James Basta
Stock symbol
NTLA
Transactions as of
Mar 1, 2023
Transactions value $
-$47,741
Form type
4
Date filed
3/3/2023, 04:10 PM
Previous filing
Jan 6, 2023
Next filing
Jan 5, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NTLA Common Stock Award $0 +24.5K +125.46% $0.00 44.1K Mar 1, 2023 Direct F1
transaction NTLA Common Stock Award $0 +12.3K +27.82% $0.00 56.4K Mar 1, 2023 Direct F1
transaction NTLA Common Stock Sale -$47.7K -1.09K -1.93% $43.88 55.3K Mar 2, 2023 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction NTLA Stock Option (right to buy) Award $0 +34.7K $0.00 34.7K Mar 1, 2023 Common Stock 34.7K $40.75 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Based on a grant of restricted stock units representing a contingent right to receive one share of Intellia common stock for each restricted stock unit.
F2 Shares sold in sell-to-cover transaction in order to satisfy withholding taxes to be paid upon the vesting of RSUs on March 1, 2023.
F3 This option was granted on March 1, 2023 with respect to shares of Common Stock, with 33% vesting on January 1, 2024 and the remaining 67% vesting in 24 substantially equal monthly installments thereafter.