Mcdaniel Raymond W - Mar 1, 2023 Form 4 Insider Report for MOODYS CORP /DE/ (MCO)

Role
Director
Signature
John J. Goggins, by power of attorney for Raymond W. McDaniel
Stock symbol
MCO
Transactions as of
Mar 1, 2023
Transactions value $
-$4,103,405
Form type
4
Date filed
3/3/2023, 03:02 PM
Previous filing
Feb 8, 2023
Next filing
Mar 24, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction MCO Common Stock Award $0 +25.5K +31.35% $0.00 107K Mar 1, 2023 Direct F1
transaction MCO Common Stock Tax liability -$4.1M -14.1K -13.2% $290.63 92.9K Mar 1, 2023 Direct F2
transaction MCO Common Stock Sale $0 -5.56K -100% $0.00* 0 Mar 2, 2023 Family Trust 1 F3
transaction MCO Common Stock Sale $0 -5.56K -100% $0.00* 0 Mar 2, 2023 Family Trust 2 F3
holding MCO Common Stock 10.8K Mar 1, 2023 Trust I
holding MCO Common Stock 0 Mar 1, 2023 Trust II
holding MCO Common Stock 24.6K Mar 1, 2023 Trust III
holding MCO Common Stock 42.2K Mar 1, 2023 Trust IV
holding MCO Common Stock 33.2K Mar 1, 2023 Trust V
holding MCO Common Stock 1.65K Mar 1, 2023 401-K F4
holding MCO Common Stock 2K Mar 1, 2023 Spouse
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Receipt of shares acquired upon settlement of 2020 Performance Shares.
F2 Disposition of shares to satisfy tax withholding obligation.
F3 The reporting person contributed common stock to an exchange fund in exchange for shares of the exchange fund. The closing of the exchange fund is subject to conditions not controlled by the reporting person, and the price ascribed to the contributed shares will be reported after closing of the exchange fund through an amendment to this Form 4.
F4 As of the last statement dated December 31, 2022.