Meltzer Carol - Mar 1, 2023 Form 4 Insider Report for A-Mark Precious Metals, Inc. (AMRK)

Role
EVP, Gen. Counsel & Secretary, Director
Signature
/s/ Carol Meltzer
Stock symbol
AMRK
Transactions as of
Mar 1, 2023
Transactions value $
-$27,809
Form type
4
Date filed
3/3/2023, 12:32 PM
Previous filing
Mar 14, 2022
Next filing
Mar 6, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AMRK Common Stock, par value $0.01 per share Options Exercise $5.34K +1.12K +5.1% $4.76 23.1K Mar 1, 2023 Direct
transaction AMRK Common Stock, par value $0.01 per share Sale -$33.1K -1.12K -4.85% $29.55 22K Mar 1, 2023 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AMRK Stock Option (Right to Buy) Options Exercise $0 -1.12K -28.05% $0.00 2.88K Mar 1, 2023 Common Stock, par value $0.01 per share 1.12K $4.76 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from not less than $29.54 to not more than $29.565. The reporting person undertakes to provide to A-Mark Precious Metals, Inc. ("A-Mark"), any security holder of A-Mark, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form.
F2 The option granted covered 4,000 shares, and vested 33.3% per year on October 2, 2018, 2019 and 2020.