MICHELLE ROSENBERG - 28 Feb 2023 Form 4 Insider Report for JANUS HENDERSON GROUP PLC (JHG)

Role
Gen Counsel & Corp Secretary
Signature
/s/ Michelle Rosenberg
Issuer symbol
JHG
Transactions as of
28 Feb 2023
Net transactions value
-$100,198
Form type
4
Filing time
02 Mar 2023, 19:10:03 UTC
Previous filing
04 Mar 2022
Next filing
04 Mar 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction JHG Common Stock Award $0 +18,587 +22% $0.000000 101,707 28 Feb 2023 Direct F1, F2
transaction JHG Common Stock Tax liability $100,198 -3,677 -3.6% $27.25 98,030 01 Mar 2023 Direct F3
holding JHG Common Stock (401k) 113 28 Feb 2023 By 401(k) Plan
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents a grant of restricted stock units which vests in three equal annual installments beginning one year after the date of grant.
F2 Includes shares purchased under the Issuer's Employee Stock Purchase Plan.
F3 Represents the number of shares withheld by the Issuer to satisfy the Reporting Person's tax withholding obligations in connection with the vesting of restricted stock units.