Sonia M. Dumbleton - Feb 25, 2023 Form 4 Insider Report for FINANCIAL INSTITUTIONS INC (FISI)

Role
Senior Vice President
Signature
Sonia M. Dumbleton
Stock symbol
FISI
Transactions as of
Feb 25, 2023
Transactions value $
-$9,662
Form type
4
Date filed
3/2/2023, 02:26 PM
Previous filing
May 23, 2022
Next filing
Mar 23, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction FISI Common Stock Options Exercise +947 +13.84% 7.79K Feb 25, 2023 Direct F1
transaction FISI Common Stock Tax liability -$9.66K -391 -5.02% $24.71 7.4K Feb 25, 2023 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction FISI Restricted Stock Unit Award $0 +363 $0.00 363 Feb 25, 2023 Common Stock 363 Direct F1
transaction FISI Restricted Stock Unit Options Exercise $0 -363 -100% $0.00* 0 Feb 25, 2023 Common Stock 363 Direct F2
transaction FISI Restricted Stock Unit Options Exercise $0 -584 -100% $0.00* 0 Feb 25, 2023 Common Stock 584 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit represents a contingent right to receive one share of FISI common stock.
F2 Restricted stock units convert into shares of common stock on a one-for-one basis.