Erica Schultz - Feb 27, 2023 Form 4 Insider Report for Confluent, Inc. (CFLT)

Role
President, Field Operations
Signature
/s/ Melanie Vinson, Attorney-in-fact
Stock symbol
CFLT
Transactions as of
Feb 27, 2023
Transactions value $
$0
Form type
4
Date filed
3/1/2023, 07:06 PM
Previous filing
Feb 15, 2023
Next filing
May 3, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CFLT Class A Common Stock Award $0 +343K +251.26% $0.00 480K Feb 27, 2023 Direct F1, F2
holding CFLT Class A Common Stock 97.1K Feb 27, 2023 See footnote F3
holding CFLT Class A Common Stock 11.5K Feb 27, 2023 See footnote F4
holding CFLT Class A Common Stock 77.9K Feb 27, 2023 See footnote F5
holding CFLT Class A Common Stock 13.5K Feb 27, 2023 See footnote F6
holding CFLT Class A Common Stock 200K Feb 27, 2023 See footnote F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The shares are represented by restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. 50% of RSUs vest on February 20, 2025 and 50% of the RSUs vest of February 20, 2026, subject to the Reporting Person's continuous service through each such vesting date.
F2 Includes 787 shares purchased pursuant to the Issuer's Employee Stock Purchase Plan on February 15, 2023.
F3 The shares are held by The Erica Schultz 2021 Annuity Trust.
F4 The shares are held by The Bryan and Erica Schultz Family Revocable Trust.
F5 The shares are held by the Erica Schultz 2022 Annuity Trust.
F6 The shares are held by The Ruliffson Schultz Extended Family Trust.
F7 The shares are held by The Schultz Family 2021 Irrevocable Beholder Trust.