Erica Schultz - 27 Feb 2023 Form 4 Insider Report for Confluent, Inc. (CFLT)

Role
President, Field Operations
Signature
/s/ Melanie Vinson, Attorney-in-fact
Issuer symbol
CFLT
Transactions as of
27 Feb 2023
Net transactions value
$0
Form type
4
Filing time
01 Mar 2023, 19:06:28 UTC
Previous filing
15 Feb 2023
Next filing
03 May 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CFLT Class A Common Stock Award $0 +343,018 +251% $0.000000 479,537 27 Feb 2023 Direct F1, F2
holding CFLT Class A Common Stock 97,124 27 Feb 2023 See footnote F3
holding CFLT Class A Common Stock 11,500 27 Feb 2023 See footnote F4
holding CFLT Class A Common Stock 77,876 27 Feb 2023 See footnote F5
holding CFLT Class A Common Stock 13,500 27 Feb 2023 See footnote F6
holding CFLT Class A Common Stock 200,000 27 Feb 2023 See footnote F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The shares are represented by restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. 50% of RSUs vest on February 20, 2025 and 50% of the RSUs vest of February 20, 2026, subject to the Reporting Person's continuous service through each such vesting date.
F2 Includes 787 shares purchased pursuant to the Issuer's Employee Stock Purchase Plan on February 15, 2023.
F3 The shares are held by The Erica Schultz 2021 Annuity Trust.
F4 The shares are held by The Bryan and Erica Schultz Family Revocable Trust.
F5 The shares are held by the Erica Schultz 2022 Annuity Trust.
F6 The shares are held by The Ruliffson Schultz Extended Family Trust.
F7 The shares are held by The Schultz Family 2021 Irrevocable Beholder Trust.