Justin Burgess - 27 Feb 2023 Form 4 Insider Report for DYNAVAX TECHNOLOGIES CORP (DVAX)

Role
Chief Accounting Officer
Signature
/s/ JUSTIN BURGESS
Issuer symbol
DVAX
Transactions as of
27 Feb 2023
Net transactions value
-$232,146
Form type
4
Filing time
01 Mar 2023, 16:02:09 UTC
Previous filing
21 Feb 2023
Next filing
08 Aug 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction DVAX Common Stock Options Exercise +3,166 +77% 7,287 27 Feb 2023 Direct F1
transaction DVAX Common Stock Sale $13,445 -1,294 -18% $10.39 5,993 27 Feb 2023 Direct F2
transaction DVAX Common Stock Sale $19,450 -1,872 -31% $10.39 4,121 27 Feb 2023 Direct
transaction DVAX Common Stock Options Exercise +6,667 +162% 10,788 27 Feb 2023 Direct F3
transaction DVAX Common Stock Sale $28,230 -2,717 -25% $10.39 8,071 27 Feb 2023 Direct F4
transaction DVAX Common Stock Sale $41,040 -3,950 -49% $10.39 4,121 27 Feb 2023 Direct
transaction DVAX Common Stock Options Exercise +8,417 +204% 12,538 27 Feb 2023 Direct F5
transaction DVAX Common Stock Sale $31,347 -3,017 -24% $10.39 9,521 27 Feb 2023 Direct F6
transaction DVAX Common Stock Sale $56,106 -5,400 -57% $10.39 4,121 27 Feb 2023 Direct
transaction DVAX Common Stock Sale $42,529 -4,121 -100% $10.32 0 27 Feb 2023 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction DVAX Restricted Stock Unit Options Exercise -3,166 -100% 0 27 Feb 2023 Common Stock 3,166 Direct F1
transaction DVAX Restricted Stock Unit Options Exercise -6,667 -33% 13,333 27 Feb 2023 Common Stock 6,667 Direct F3
transaction DVAX Restricted Stock Unit Options Exercise -8,417 -50% 8,416 27 Feb 2023 Commont Stock 8,417 Direct F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each RSU represents a contingent right to receive one share of common stock. The RSUs vest over three years with 1/3 vesting on each annual anniversary of February 12, 2020
F2 The reporting person is reporting the sale of 1,294 shares of common stock to satisfy the reporting person's tax withholding obligations in connection with the delivery of common stock to the reporting person on February 27, 2023
F3 Each RSU represents a contingent right to receive one share of common stock. The RSUs vest over three years with 1/3 vesting on each annual anniversary of February 10, 2022
F4 The reporting person is reporting the sale of 2,717 shares of common stock to satisfy the reporting person's tax withholding obligations in connection with the delivery of common stock to the reporting person on February 27, 2023
F5 Each RSU represents a contingent right to receive one share of common stock. The RSUs vest over three years with 1/3 vesting on each annual anniversary of February 3, 2021.
F6 The reporting person is reporting the sale of 3,017 shares of common stock to satisfy the reporting person's tax withholding obligations in connection with the delivery of common stock to the reporting person on February 27, 2023