Robert Janssen - 27 Feb 2023 Form 4 Insider Report for DYNAVAX TECHNOLOGIES CORP (DVAX)

Role
SVP and CMO
Signature
/s/ ROBERT JANSSEN
Issuer symbol
DVAX
Transactions as of
27 Feb 2023
Net transactions value
-$74,343
Form type
4
Filing time
01 Mar 2023, 15:57:12 UTC
Previous filing
21 Feb 2023
Next filing
09 Aug 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction DVAX Common Stock Options Exercise +6,250 +17% 42,767 27 Feb 2023 Direct F1
transaction DVAX Common Stock Tax liability $20,865 -2,014 -4.7% $10.36 40,753 27 Feb 2023 Direct F2
transaction DVAX Common Stock Options Exercise +10,000 +25% 50,753 27 Feb 2023 Direct F3
transaction DVAX Common Stock Tax liability $35,027 -3,381 -6.7% $10.36 47,372 27 Feb 2023 Direct F4
transaction DVAX Common Stock Options Exercise +4,334 +9.1% 51,706 27 Feb 2023 Direct F5
transaction DVAX Common Stock Tax liability $18,451 -1,781 -3.4% $10.36 49,925 27 Feb 2023 Direct F6

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction DVAX Restricted Stock Unit Options Exercise -10,000 -50% 10,000 27 Feb 2023 Common Stock 10,000 Direct F3
transaction DVAX Restricted Stock Unit Options Exercise -4,334 -33% 8,666 27 Feb 2023 Common Stock 4,334 Direct F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each RSU represents a contingent right to receive one share of common stock. These RSUs vested upon Issuer's achievement of a certain performance condition.
F2 The reporting person is reporting the withholding by Dynavax Technologies Corporation of 2,014 shares of common stock to satisfy the reporting person's tax withholding obligations in connection with the delivery of common stock to the reporting person on February 27, 2023
F3 Each RSU represents a contingent right to receive one share of common stock. The RSUs vest over three years with 1/3 vesting on each annual anniversary of February 3, 2021.
F4 The reporting person is reporting the withholding by Dynavax Technologies Corporation of 3,381 shares of common stock to satisfy the reporting person's tax withholding obligations in connection with the delivery of common stock to the reporting person on February 27, 2023
F5 Each RSU represents a contingent right to receive one share of common stock. The RSUs vest over three years with 1/3 vesting on each annual anniversary of February 10, 2022
F6 The reporting person is reporting the withholding by Dynavax Technologies Corporation of 1,781 shares of common stock to satisfy the reporting person's tax withholding obligations in connection with the delivery of common stock to the reporting person on February 27, 2023