Rosemary L. Klein - Feb 25, 2023 Form 4 Insider Report for ARCH RESOURCES, INC. (ARCH)

Signature
/s/ Rosemary L. Klein
Stock symbol
ARCH
Transactions as of
Feb 25, 2023
Transactions value $
-$972,324
Form type
4
Date filed
2/28/2023, 04:24 PM
Previous filing
Feb 17, 2023
Next filing
Mar 6, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ARCH Common Stock Options Exercise +5.12K +72.37% 12.2K Feb 25, 2023 Direct F1
transaction ARCH Common Stock Tax liability -$334K -2.19K -17.98% $152.62 10K Feb 27, 2023 Direct F2
transaction ARCH Common Stock Options Exercise +550 +5.5% 10.5K Feb 27, 2023 Direct F1
transaction ARCH Common Stock Award +3.09K +29.33% 13.6K Feb 27, 2023 Direct F1, F3
transaction ARCH Common Stock Tax liability -$246K -1.62K -11.84% $152.62 12K Feb 27, 2023 Direct F2
transaction ARCH Common Stock Sale -$280K -1.78K -14.78% $157.71 10.2K Feb 28, 2023 Direct F4, F5
transaction ARCH Common Stock Sale -$111K -700 -6.83% $158.86 9.55K Feb 28, 2023 Direct F4, F6

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ARCH Restricted Stock Units Options Exercise $0 -5.12K -50% $0.00 5.12K Feb 25, 2023 Class A Common Stock 5.12K Direct F1, F7
transaction ARCH Restricted Stock Units Options Exercise $0 -550 -100% $0.00* 0 Feb 27, 2023 Class A Common Stock 550 Direct F1, F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock of Arch Resources, Inc. (the "Company").
F2 These shares were withheld by the Company to satisfy the reporting person's tax withholding obligations.
F3 Represents an award of Performance Stock Units originally granted to the reporting person on February 27, 2020. On February 9, 2023, the Issuer's Board of Directors determined that the performance conditions with respect to such award had been satisfied, resulting in the vesting of the shares of Common Stock reported herein.
F4 The sales of shares was pursuant to the reporting person's pre-existing Rule 10b5-1 trading plan and represents an automatic sale to cover tax obligations and for other purposes.
F5 The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $157.32 to $158.27 per share. The reporting price undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in the footnote.
F6 The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $158.42 to $159.17 per share. The reporting price undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in the footnote.
F7 The restricted stock units are fully vested.