Craig Clay - 23 Feb 2023 Form 4 Insider Report for Donnelley Financial Solutions, Inc. (DFIN)

Role
President, GCM
Signature
Jennifer Reiners, pursuant to power of attorney
Issuer symbol
DFIN
Transactions as of
23 Feb 2023
Net transactions value
-$509,124
Form type
4
Filing time
27 Feb 2023, 18:53:23 UTC
Previous filing
14 Jun 2022
Next filing
06 Mar 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction DFIN Common Stock Options Exercise $259,260 +11,600 +9.9% $22.35 128,904 23 Feb 2023 Direct F1
transaction DFIN Common Stock Options Exercise $136,901 +9,675 +7.4% $14.15 139,579 23 Feb 2023 Direct F1
transaction DFIN Common Stock Sale $279,790 -6,680 -4.8% $41.88 131,899 23 Feb 2023 Direct F1, F2
transaction DFIN Common Stock Sale $473,579 -11,110 -8.4% $42.63 120,789 23 Feb 2023 Direct F1, F3
transaction DFIN Common Stock Sale $151,916 -3,485 -2.9% $43.59 117,304 23 Feb 2023 Direct F1, F4, F5

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction DFIN Employee Stock Option (right to buy) Options Exercise $0 -11,600 -100% $0.000000* 0 23 Feb 2023 Common Stock 11,600 $22.35 Direct F1, F6
transaction DFIN Employee Stock Option (right to buy) Options Exercise $0 -9,675 -75% $0.000000 3,225 23 Feb 2023 Common Stock 9,675 $14.15 Direct F1, F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 27, 2022.
F2 The reported price represents a weighted average sale price. The range of prices at which common stock was sold was $41.34 to $42.33 per share. The Reporting Person undertakes to provide to the staff, the issuer or a security holder full information regarding the number of shares sold at each separate price.
F3 The reported price represents a weighted average sale price. The range of prices at which common stock was sold was $42.36 to $43.30 per share. The Reporting Person undertakes to provide to the staff, the issuer or a security holder full information regarding the number of shares sold at each separate price.
F4 The reported price represents a weighted average sale price. The range of prices at which common stock was sold was $43.36 to $43.75 per share. The Reporting Person undertakes to provide to the staff, the issuer or a security holder full information regarding the number of shares sold at each separate price.
F5 Includes 45,518 shares held directly, 33,567 restricted stock units, and 38,219 earned performance share units with additional service-based vesting.
F6 The option vests/ vested in four equal annual installments beginning on March 2, 2018.
F7 The option vests/ vested in four equal annual installments beginning on March 5, 2020.