Keh Shew Lu - Feb 23, 2023 Form 4 Insider Report for DIODES INC /DEL/ (DIOD)

Role
President & CEO, Director
Signature
Brett R. Whitmire as Power of Attorney for Keh-Shew Lu
Stock symbol
DIOD
Transactions as of
Feb 23, 2023
Transactions value $
-$287,948
Form type
4
Date filed
2/27/2023, 06:37 PM
Previous filing
Feb 23, 2023
Next filing
May 19, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction DIOD Diodes Incorporated Common Stock Other $0 -169K -59.35% $0.00 115K Feb 23, 2023 Direct F1
transaction DIOD Diodes Incorporated Common Stock Tax liability -$288K -3.15K -2.73% $91.47 112K Feb 24, 2023 Direct F2
transaction DIOD Diodes Incorporated Common Stock Other $0 +169K +138.13% $0.00 290K Feb 23, 2023 Texastac Investments, LP F1
holding DIOD Diodes Incorporated Common Stock 46.2K Feb 23, 2023 Custodial F3
holding DIOD Diodes Incorporated Common Stock 286K Feb 23, 2023 Lu Grandchildren's Trust
holding DIOD Diodes Incorporated Common Stock 51.2K Feb 23, 2023 The Lu Family Foundation
holding DIOD Diodes Incorporated Common Stock 4.7K Feb 23, 2023 The Lu 2017 Irrevocable Trust
holding DIOD Diodes Inc. Common Stock - Unvested Performance Stock Units 106K Feb 23, 2023 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These shares were transferred from the reporting person's direct holdings to Texastac Investments, LP, an indirect holding.
F2 Vested restricted stock unit shares were automatically withheld to cover income tax.
F3 These shares are held in accounts for the reporting persons minor grandchildren and the reporting person is the custodian of those accounts. The reporting person disclaims ownership of the shares held in those custodial accounts, and this report is not an admission that the reporting person is the beneficial owner of these shares for purposes of Section 16 or for any other purposes.
F4 189,894 vested PSU shares have been combined with the Diodes Incorporated Common Stock total. The balance remaining reflects only unvested PSU shares.