| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | DIOD | Diodes Incorporated Common Stock | Other | $0 | -168,504 | -59% | $0.000000 | 115,401 | 23 Feb 2023 | Direct | F1 |
| transaction | DIOD | Diodes Incorporated Common Stock | Tax liability | $287,948 | -3,148 | -2.7% | $91.47 | 112,253 | 24 Feb 2023 | Direct | F2 |
| transaction | DIOD | Diodes Incorporated Common Stock | Other | $0 | +168,504 | +138% | $0.000000 | 290,492 | 23 Feb 2023 | Texastac Investments, LP | F1 |
| holding | DIOD | Diodes Incorporated Common Stock | 46,150 | 23 Feb 2023 | Custodial | F3 | |||||
| holding | DIOD | Diodes Incorporated Common Stock | 285,801 | 23 Feb 2023 | Lu Grandchildren's Trust | ||||||
| holding | DIOD | Diodes Incorporated Common Stock | 51,183 | 23 Feb 2023 | The Lu Family Foundation | ||||||
| holding | DIOD | Diodes Incorporated Common Stock | 4,700 | 23 Feb 2023 | The Lu 2017 Irrevocable Trust | ||||||
| holding | DIOD | Diodes Inc. Common Stock - Unvested Performance Stock Units | 106,000 | 23 Feb 2023 | Direct | F4 |
| Id | Content |
|---|---|
| F1 | These shares were transferred from the reporting person's direct holdings to Texastac Investments, LP, an indirect holding. |
| F2 | Vested restricted stock unit shares were automatically withheld to cover income tax. |
| F3 | These shares are held in accounts for the reporting persons minor grandchildren and the reporting person is the custodian of those accounts. The reporting person disclaims ownership of the shares held in those custodial accounts, and this report is not an admission that the reporting person is the beneficial owner of these shares for purposes of Section 16 or for any other purposes. |
| F4 | 189,894 vested PSU shares have been combined with the Diodes Incorporated Common Stock total. The balance remaining reflects only unvested PSU shares. |