Paul Sutherland - Apr 28, 2022 Form 4/A - Amendment Insider Report for GAIA, INC (GAIA)

Role
Director
Signature
/S/ Paul Tarell Attorney-In-Fact for Paul Sutherland
Stock symbol
GAIA
Transactions as of
Apr 28, 2022
Transactions value $
$0
Form type
4/A - Amendment
Date filed
2/27/2023, 05:13 PM
Date Of Original Report
May 2, 2022
Previous filing
Aug 20, 2021
Next filing
Apr 24, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction GAIA Class A Common Stock Options Exercise +6.44K +5.25% 129K Apr 28, 2022 Direct F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction GAIA Restricted Stock Units Options Exercise $0 -6.44K -100% $0.00* 0 Apr 28, 2022 Class A Common Stock 6.44K Direct F3, F4
transaction GAIA Restricted Stock Units Award $0 +15.3K $0.00 15.3K Apr 28, 2022 Class A Common Stock 15.3K Direct F3, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted stock units were converted into common stock on a one-for-one basis
F2 Form 4 as originally filed on 5/2/2022 incorrectly reported 177,871 due to a data entry error.
F3 Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of the Issuer's Class A Common Stock.
F4 The RSUs vest on the date of the Annual Shareholder Meeting in April 2022, subject to continued services as a Director. Vested Class A Common Stock will be delivered to the reporting person within sixty days following the date on which the RSUs vest.
F5 The RSUs vest on the date of the Annual Shareholder Meeting in April 2023, subject to continued services as a Director. Vested Class A Common Stock will be delivered to the reporting person within sixty days following the date on which the RSUs vest.

Remarks:

Amended form being filed to correct a typographical error in Table I, Field 5 on the original filing which misreported the amount of securities beneficially owned following the transactions being reported.