Eric Cantor - Feb 23, 2023 Form 4 Insider Report for Moelis & Co (MC)

Role
Vice Chairman, MD, Director
Signature
s/ Osamu Watanabe as attorney-in-fact for Eric Cantor
Stock symbol
MC
Transactions as of
Feb 23, 2023
Transactions value $
-$805,236
Form type
4
Date filed
2/24/2023, 06:19 PM
Previous filing
Feb 21, 2023
Next filing
Mar 30, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction MC Class A Common Stock Options Exercise +43.3K +29.71% 189K Feb 23, 2023 Direct F1
transaction MC Class A Common Stock Tax liability -$805K -19.1K -10.13% $42.06 170K Feb 23, 2023 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction MC 2017 Long Term Incentive Award Options Exercise $0 -4.99K -100% $0.00* 0 Feb 23, 2023 Class A Common Stock 4.99K Direct F2
transaction MC 2017 Incentive Restricted Stock Units Options Exercise $0 -7.18K -100% $0.00* 0 Feb 23, 2023 Class A Common Stock 7.18K Direct F2
transaction MC 2018 Incentive Restricted Stock Units Options Exercise $0 -10.4K -50% $0.00 10.4K Feb 23, 2023 Class A Common Stock 10.4K Direct F2
transaction MC 2019 Incentive Restricted Stock Units Options Exercise $0 -9.39K -33.33% $0.00 18.8K Feb 23, 2023 Class A Common Stock 9.39K Direct F2
transaction MC 2020 Incentive Restricted Stock Units Options Exercise $0 -6.48K -25% $0.00 19.4K Feb 23, 2023 Class A Common Stock 6.48K Direct F2
transaction MC 2021 Incentive Restricted Stock Units Options Exercise $0 -4.83K -16.5% $0.00 24.4K Feb 23, 2023 Class A Common Stock 4.83K Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares of Class A Common Stock were acquired upon settlement of Restricted Stock Units (RSUs).
F2 The RSUs were settled for Class A common stock on February 23, 2023.