Eric Cantor - 23 Feb 2023 Form 4 Insider Report for Moelis & Co (MC)

Role
Vice Chairman, MD, Director
Signature
s/ Osamu Watanabe as attorney-in-fact for Eric Cantor
Issuer symbol
MC
Transactions as of
23 Feb 2023
Net transactions value
-$805,236
Form type
4
Filing time
24 Feb 2023, 18:19:04 UTC
Previous filing
21 Feb 2023
Next filing
30 Mar 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction MC Class A Common Stock Options Exercise +43,295 +30% 189,030 23 Feb 2023 Direct F1
transaction MC Class A Common Stock Tax liability $805,236 -19,145 -10% $42.06 169,885 23 Feb 2023 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction MC 2017 Long Term Incentive Award Options Exercise $0 -4,986 -100% $0.000000* 0 23 Feb 2023 Class A Common Stock 4,986 Direct F2
transaction MC 2017 Incentive Restricted Stock Units Options Exercise $0 -7,178 -100% $0.000000* 0 23 Feb 2023 Class A Common Stock 7,178 Direct F2
transaction MC 2018 Incentive Restricted Stock Units Options Exercise $0 -10,430 -50% $0.000000 10,431 23 Feb 2023 Class A Common Stock 10,430 Direct F2
transaction MC 2019 Incentive Restricted Stock Units Options Exercise $0 -9,393 -33% $0.000000 18,787 23 Feb 2023 Class A Common Stock 9,393 Direct F2
transaction MC 2020 Incentive Restricted Stock Units Options Exercise $0 -6,479 -25% $0.000000 19,442 23 Feb 2023 Class A Common Stock 6,479 Direct F2
transaction MC 2021 Incentive Restricted Stock Units Options Exercise $0 -4,829 -16% $0.000000 24,443 23 Feb 2023 Class A Common Stock 4,829 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares of Class A Common Stock were acquired upon settlement of Restricted Stock Units (RSUs).
F2 The RSUs were settled for Class A common stock on February 23, 2023.