| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | HOFV | Common Stock | Gift | $0 | -24.5K | -100% | $0.00* | 0 | Jan 5, 2023 | Gordon Pointe Management LLC | F1, F2 |
| transaction | HOFV | Common Stock | Gift | $0 | -12K | -100% | $0.00* | 0 | Jan 5, 2023 | Optical Lending, LLC | F3, F4 |
| transaction | HOFV | Common Stock | Gift | $0 | -6.73K | -100% | $0.00* | 0 | Jan 5, 2023 | XAMOC, LLC | F5, F6 |
| transaction | HOFV | Common Stock | Gift | $0 | +24.5K | $0.00 | 24.5K | Jan 5, 2023 | Royston Road Trust | F1 | |
| transaction | HOFV | Common Stock | Gift | $0 | +12K | +49.04% | $0.00 | 36.6K | Jan 5, 2023 | Royston Road Trust | F3 |
| transaction | HOFV | Common Stock | Gift | $0 | +6.73K | +18.4% | $0.00 | 43.3K | Jan 5, 2023 | Royston Road Trust | F5 |
| holding | HOFV | Common Stock | 909 | Jan 5, 2023 | By spouse | ||||||
| holding | HOFV | Common Stock | 12.4K | Jan 5, 2023 | Direct |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | HOFV | Warrants | Gift | $0 | -462K | -100% | $0.00* | 0 | Jan 5, 2023 | Common Stock | $253.11 | By Gordon Pointe Management LLC | F7, F8 | |
| transaction | HOFV | Warrants | Gift | $0 | +462K | $0.00 | 462K | Jan 5, 2023 | Common Stock | $253.11 | Royston Road Trust | F7, F8 | ||
| holding | HOFV | Warrants | 248K | Jan 5, 2023 | Common Stock | $253.11 | XAMOC, LLC | F7, F8, F9 | ||||||
| holding | HOFV | Warrants | 444K | Jan 5, 2023 | Common Stock | $253.11 | Optical Lending, LLC | F7, F8, F10 | ||||||
| holding | HOFV | Warrants | 60K | Jan 5, 2023 | Common Stock | $30.81 | Direct | F11 | ||||||
| holding | HOFV | Warrants | 985K | Jan 5, 2023 | Common Stock | $253.11 | Direct | F7, F8 | ||||||
| holding | HOFV | Convertible Notes due 2025 | $500K | Jan 5, 2023 | Common Stock | 3.29K | By Gordon Pointe Management LLC | F12 |
| Id | Content |
|---|---|
| F1 | This transaction involved a gift of shares of Common Stock by Gordon Pointe Management, LLC to Royston Road Trust, Patricia D. Dolan, the spouse of the reporting person, as Trustee, who shares the household of the reporting person. |
| F2 | Effective December 27, 2022, the Issuer completed a 1-for-22 reverse stock split (the "Reverse Stock Split") of its outstanding Common Stock. The number of securities reported on this Form 4 has been adjusted to reflect the Reverse Stock Split. |
| F3 | This transaction involved a gift of shares of Common Stock by Optical Lending, LLC to Royston Road Trust, Patricia D. Dolan, the spouse of the reporting person, as Trustee, who shares the household of the reporting person. |
| F4 | Optical Lending, LLC acquired 264,683 (or 12,031 adjusted for the Reverse Stock Split) shares of Common Stock in the previously reported December 18, 2020 partial redemption in kind of a member of Gordon Pointe Management, LLC. The gift to Royston Road Trust constitutes all the shares of Common Stock held by Optical Lending, LLC. |
| F5 | This transaction involved a gift of shares of Common Stock by XAMOC, LLC to Royston Road Trust, Patricia D. Dolan, the spouse of the reporting person, as Trustee, who shares the household of the reporting person. |
| F6 | XAMOC, LLC acquired 148,033 (or 6,728 adjusted for the Reverse Stock Split) shares of Common Stock in the previously reported December 18, 2020 partial redemption in kind of a member of Gordon Pointe Management, LLC. The gift to Royston Road Trust constitutes all the shares of Common Stock held by XAMOC, LLC. |
| F7 | The warrants expire on the earlier to occur of July 1, 2025 or upon the redemption date in the event that the Issuer shall fix a date for the redemption of the warrants in accordance with the warrant terms. |
| F8 | Each warrant represents the right to purchase 0.064578 shares of the Issuer's common stock. |
| F9 | XAMOC, LLC acquired 248,338 warrants in the previously reported December 17, 2020 partial redemption in kind of a member of Gordon Pointe Management, LLC. |
| F10 | Optical Lending, LLC acquired 444,029 warrants in the previously reported December 17, 2020 partial redemption in kind of a member of Gordon Pointe Management, LLC. |
| F11 | Each warrant represents the right to purchase 0.045435 shares of the Issuer's common stock. |
| F12 | The conversion rate is 6.5849 shares of Common Stock per $1,000 principal amount of Convertible Notes due 2025. |