Shalene A. Jacobson - Feb 24, 2023 Form 4 Insider Report for GUARANTY BANCSHARES INC /TX/ (GNTY)

Role
EVP & Chief Risk Officer
Signature
/s/ Shalene A. Jacobson
Stock symbol
GNTY
Transactions as of
Feb 24, 2023
Transactions value $
$62,986
Form type
4
Date filed
2/24/2023, 04:01 PM
Previous filing
Jun 27, 2022
Next filing
Mar 13, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction GNTY Common Stock Options Exercise $63K +2.2K +18.33% $28.63 14.2K Feb 24, 2023 Direct
holding GNTY Common Stock 1.18K Feb 24, 2023 By Issuer KSOP

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction GNTY Stock Option (right to buy) Options Exercise -2.2K -100% 0 Feb 24, 2023 Common Stock 2.2K $28.63 Direct F1, F2
holding GNTY Stock Option (right to buy) 5.5K Feb 24, 2023 Common Stock 5.5K $23.03 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Options vest ratably in annual installments over a period of five (5) years from the grant date, 2/13/2018.
F2 Options granted under issuer's 2015 Equity Incentive Plan, which amended and restated the Company's 2014 Stock Option Plan.
F3 Options vest ratably in annual installments over a period of five (5) years from the grant date, 5/20/2020.