Andrew M. Saperstein - Feb 24, 2023 Form 4 Insider Report for MORGAN STANLEY (MS)

Role
Co-President/Head of WM
Signature
/s/ Martin M. Cohen, Attorney-in-Fact
Stock symbol
MS
Transactions as of
Feb 24, 2023
Transactions value $
-$4,009,664
Form type
4
Date filed
2/24/2023, 03:32 PM
Previous filing
Feb 15, 2023
Next filing
Jul 21, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction MS Common Stock Award $0 +80.2K +41.79% $0.00 272K Feb 24, 2023 Direct F1
transaction MS Common Stock Tax liability -$4.01M -40.9K -15.05% $97.94 231K Feb 24, 2023 Direct F2
holding MS Common Stock 1.2K Feb 24, 2023 By 401(k) Plan
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares earned based on the Company's achievement of pre-established performance criteria in accordance with the terms of long-term incentive program awards ("LTIP Awards") granted on January 17, 2020.
F2 Shares withheld to satisfy taxes upon the conversion of the LTIP Awards described in footnote (1).