James P. Gorman - Feb 24, 2023 Form 4 Insider Report for MORGAN STANLEY (MS)

Role
Chairman and CEO, Director
Signature
/s/ Martin M. Cohen, Attorney-in-Fact
Stock symbol
MS
Transactions as of
Feb 24, 2023
Transactions value $
-$18,156,901
Form type
4
Date filed
2/24/2023, 03:25 PM
Previous filing
Jan 20, 2023
Next filing
May 5, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction MS Common Stock Award $0 +335K +30.15% $0.00 1.45M Feb 24, 2023 Direct F1
transaction MS Common Stock Tax liability -$18.2M -185K -12.81% $97.94 1.26M Feb 24, 2023 Direct F2
holding MS Common Stock 1.91K Feb 24, 2023 By 401(k) Plan
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares earned based on the Company's achievement of pre-established performance criteria in accordance with the terms of long-term incentive program awards ("LTIP Awards") granted on January 17, 2020.
F2 Shares withheld to satisfy taxes upon the conversion of the LTIP Awards described in footnote (1).