James P. Gorman - 24 Feb 2023 Form 4 Insider Report for MORGAN STANLEY (MS)

Role
Chairman and CEO, Director
Signature
/s/ Martin M. Cohen, Attorney-in-Fact
Issuer symbol
MS
Transactions as of
24 Feb 2023
Net transactions value
-$18,156,901
Form type
4
Filing time
24 Feb 2023, 15:25:12 UTC
Previous filing
20 Jan 2023
Next filing
05 May 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction MS Common Stock Award $0 +335,240 +30% $0.000000 1,447,229 24 Feb 2023 Direct F1
transaction MS Common Stock Tax liability $18,156,901 -185,388 -13% $97.94 1,261,841 24 Feb 2023 Direct F2
holding MS Common Stock 1,913 24 Feb 2023 By 401(k) Plan
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares earned based on the Company's achievement of pre-established performance criteria in accordance with the terms of long-term incentive program awards ("LTIP Awards") granted on January 17, 2020.
F2 Shares withheld to satisfy taxes upon the conversion of the LTIP Awards described in footnote (1).