Michael Nierenberg - Feb 21, 2023 Form 4 Insider Report for Rithm Capital Corp. (RITM)

Role
Chief Executive Officer, Director
Signature
/s/ Nicola Santoro Jr., as attorney-in-fact for Michael Nierenberg
Stock symbol
RITM
Transactions as of
Feb 21, 2023
Transactions value $
$0
Form type
4
Date filed
2/23/2023, 03:22 PM
Previous filing
Dec 9, 2022
Next filing
May 2, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction RITM Common Stock Award $0 +460K +49.15% $0.00 1.39M Feb 21, 2023 Direct F1, F2
holding RITM Common Stock 56.3K Feb 21, 2023 By Trust for Children
holding RITM Common Stock 302K Feb 21, 2023 By Trust for Daughter
holding RITM Common Stock 302K Feb 21, 2023 By Trust for Son
holding RITM Common Stock 130K Feb 21, 2023 By 2019 GRAT
holding RITM Common Stock 23.9K Feb 21, 2023 Custodian for Daughter
holding RITM Common Stock 24.4K Feb 21, 2023 Custodian for Son
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents time-based restricted stock units granted under the Rithm Capital Corp. Nonqualified Stock Option and Incentive Award Plan, which will vest in three equal annual installments on February 21 of each of 2024, 2025 and 2026, so long as the Reporting Person remains in continued employment with the Issuer.
F2 Includes 459,558 unvested restricted stock units and 578,034 unvested shares of restricted stock.