Michael Nierenberg - 21 Feb 2023 Form 4 Insider Report for Rithm Capital Corp. (RITM)

Role
Chief Executive Officer, Director
Signature
/s/ Nicola Santoro Jr., as attorney-in-fact for Michael Nierenberg
Issuer symbol
RITM
Transactions as of
21 Feb 2023
Net transactions value
$0
Form type
4
Filing time
23 Feb 2023, 15:22:36 UTC
Previous filing
09 Dec 2022
Next filing
02 May 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction RITM Common Stock Award $0 +459,558 +49% $0.000000 1,394,620 21 Feb 2023 Direct F1, F2
holding RITM Common Stock 56,287 21 Feb 2023 By Trust for Children
holding RITM Common Stock 301,548 21 Feb 2023 By Trust for Daughter
holding RITM Common Stock 301,548 21 Feb 2023 By Trust for Son
holding RITM Common Stock 130,458 21 Feb 2023 By 2019 GRAT
holding RITM Common Stock 23,850 21 Feb 2023 Custodian for Daughter
holding RITM Common Stock 24,400 21 Feb 2023 Custodian for Son
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents time-based restricted stock units granted under the Rithm Capital Corp. Nonqualified Stock Option and Incentive Award Plan, which will vest in three equal annual installments on February 21 of each of 2024, 2025 and 2026, so long as the Reporting Person remains in continued employment with the Issuer.
F2 Includes 459,558 unvested restricted stock units and 578,034 unvested shares of restricted stock.