Daniel P. Rohling - Feb 20, 2023 Form 4 Insider Report for BATTALION OIL CORP (BATL)

Role
Chief Operating Officer
Signature
Walter R. Mayer, Attorney-in-fact
Stock symbol
BATL
Transactions as of
Feb 20, 2023
Transactions value $
-$19,237
Form type
4
Date filed
2/22/2023, 04:01 PM
Previous filing
Jun 10, 2022
Next filing
Sep 23, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction BATL Common Stock Options Exercise $0 +6.64K +37.76% $0.00 24.2K Feb 20, 2023 Direct
transaction BATL Common Stock Tax liability -$19.2K -1.97K -8.13% $9.77 22.3K Feb 20, 2023 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction BATL Restricted Stock Unit Options Exercise $0 -6.64K -50% $0.00 6.64K Feb 20, 2023 Common Stock 6.64K Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares withheld for taxes owed upon vesting of RSUs.
F2 The Reporting Person received an award of restricted stock units ("RSUs") granted on February 21, 2020. Each RSU represents a contingent right to receive one share of Issuer's common stock. The RSUs vest in four equal annual installments beginning February 20, 2021.