Ryan Spencer - Feb 16, 2023 Form 4 Insider Report for DYNAVAX TECHNOLOGIES CORP (DVAX)

Role
CEO and Director, Director
Signature
/s/ Ryan Spencer
Stock symbol
DVAX
Transactions as of
Feb 16, 2023
Transactions value $
$34,542
Form type
4
Date filed
2/21/2023, 04:28 PM
Previous filing
Dec 13, 2022
Next filing
Mar 1, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction DVAX Common Stock Award $17.2K +1.67K +1.15% $10.29 146K Aug 15, 2022 Direct F1
transaction DVAX Common Stock Award $17.4K +1.79K +1.22% $9.73 148K Feb 15, 2023 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction DVAX Stock Option (Right to Buy) Options Exercise +280K 280K Feb 16, 2023 Common Stock 280K $11.12 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes 1,668 shares acquired under Issuer's 2014 Employee Stock Purchase Plan (ESPP) on August 15, 2022.
F2 Includes 1,786 shares acquired under Issuer's 2014 Employee Stock Purchase Plan (ESPP) on February 15, 2023.
F3 This option grant will vest over three (3) years with one third (1/3) of the shares subject to the option vesting twelve months after the grant date of February 16, 2023, and one thirty-sixth (1/36) of the shares subject to the option vesting each month thereafter.